| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SPDR S&P 500 ETF TR | 230,000 | 55,614,000 | 30.28% | Put | |
| 2 | POWERSHARES QQQ TRUST | 323,574 | 44,537,000 | 24.25% | ||
| 3 | SPDR S&P 500 ETF TR | 79,615 | 19,251,000 | 10.48% | ||
| 4 | SELECT SECTOR SPDR TR | 328,953 | 18,000,000 | 9.80% | ||
| 5 | ISHARES TR | 26,865 | 8,330,000 | 4.53% | ||
| 6 | AMAZON COM INC | 8,240 | 7,976,000 | 4.34% | ||
| 7 | AMAZON COM INC | 5,900 | 5,711,000 | 3.11% | Call | |
| 8 | EAGLE PT CR CO LLC | 209,742 | 4,337,000 | 2.36% | ||
| 9 | SPDR SER TR | 47,022 | 3,629,000 | 1.98% | ||
| 10 | APPLE INC | 23,000 | 3,312,000 | 1.80% | ||
| 11 | SPDR SER TR | 53,850 | 2,959,000 | 1.61% | ||
| 12 | ISHARES TR | 37,675 | 1,559,000 | 0.85% | ||
| 13 | ISHARES TR | 5,000 | 1,550,000 | 0.84% | Put | |
| 14 | ISHARES TR | 10,500 | 1,467,000 | 0.80% | ||
| 15 | SELECT SECTOR SPDR TR | 54,625 | 1,348,000 | 0.73% | ||
| 16 | ALPHABET INC | 1,375 | 1,250,000 | 0.68% | ||
| 17 | ISHARES TR | 7,525 | 1,184,000 | 0.64% | ||
| 18 | HERCULES CAPITAL INC | 26,500 | 351,000 | 0.19% | ||
| 19 | ARES CAPITAL CORP | 16,500 | 270,000 | 0.15% | ||
| 20 | ALIBABA GROUP HLDG LTD | 1,700 | 240,000 | 0.13% | ||
| 21 | MICROSOFT CORP | 3,000 | 207,000 | 0.11% | ||
| 22 | ISHARES TR | 2,150 | 145,000 | 0.08% | ||
| 23 | HOME DEPOT INC | 600 | 92,000 | 0.05% | ||
| 24 | APPLE INC | 500 | 72,000 | 0.04% | Call | |
| 25 | SELECT SECTOR SPDR TR | 1,000 | 68,000 | 0.04% | ||
| 26 | TICC CAPITAL CORP | 8,166 | 52,000 | 0.03% | ||
| 27 | V F CORP | 500 | 29,000 | 0.02% | ||
| 28 | SELECT SECTOR SPDR TR | 500 | 27,000 | 0.01% | ||
| 29 | GARMIN LTD | 500 | 26,000 | 0.01% | ||
| 30 | VAIL RESORTS INC | 100 | 20,000 | 0.01% | ||
| 31 | NUVEEN CR STRATEGIES INCOME FD COM SHS | 2,000 | 17,000 | 0.01% | ||
| 32 | BOARDWALK PIPELINE PARTNERS UT LTD PARTNER | 800 | 14,000 | 0.01% | ||
| 33 | PINNACLE FOODS INC DEL | 200 | 12,000 | 0.01% | ||
| 34 | MPLX LP | 350 | 12,000 | 0.01% | ||
| 35 | FIRST TRUST PORTFOLIOS SHS ETF | 180 | 11,000 | 0.01% | ||
| 36 | WILLIAMS PARTNERS L P NEW | 200 | 8,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001704212-21-000017, filed 2021.02.11).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
