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AMERICAN WTR WKS CO INC NEW
AMERICAN WTR WKS CO INC NEW. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 455 Institutional holders with a total value of $763,773,090,861.
#
Manager Name
Shares
Value ($)
%
Options
Notes
351 Crow Point Partners, LLC 250,000 11,350,000 0.00%
352 AFFINITY INVESTMENT ADVISORS, LLC 235,467 11,644,000 0.00%
353 GOLDMAN SACHS GROUP INC 248,738 12,301,000 0.00%
354 FLPUTNAM INVESTMENT MANAGEMENT CO 255,142 12,617,000 0.00%
355 GABELLI FUNDS LLC 267,000 13,203,000 0.00%
356 FIRST TRUST ADVISORS LP 267,676 13,237,000 0.00%
357 Clear Harbor Asset Management, LLC 269,288 13,316,000 0.00%
358 CHELSEA COUNSEL CO 272,210 13,461,000 0.00%
359 Nuveen Asset Management, LLC 273,028 13,501,000 0.00%
360 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 278,812 13,787,000 0.00%
361 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 280,552 13,873,000 0.00%
362 PRUDENTIAL FINANCIAL INC 282,559 13,973,000 0.00%
363 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 283,024 13,996,000 0.00%
364 Robeco Institutional Asset Management B.V. 294,521 14,564,000 0.00%
365 PUTNAM INVESTMENTS LLC 297,647 14,719,000 0.00%
366 AMP Capital Investors Ltd 312,422 15,319,000 0.00%
367 NOMURA ASSET MANAGEMENT CO LTD 317,378 15,666,000 0.00%
368 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 326,861 16,163,000 0.00%
369 NATIXIS ADVISORS, LLC 327,847 16,212,000 0.00%
370 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 328,013 16,220,000 0.00%
371 BANK OF MONTREAL /CAN/ 340,947 16,860,000 0.00%
372 EVERETT HARRIS & CO /CA/ 355,000 17,555,000 0.00%
373 ALPINE WOODS CAPITAL INVESTORS, LLC 364,500 18,025,000 0.00%
374 MANAGED ACCOUNT ADVISORS LLC 369,159 18,255,000 0.00%
375 HIGHBRIDGE CAPITAL MANAGEMENT LLC 394,039 19,485,000 0.00%
376 Allianz Asset Management GmbH 400,992 19,829,000 0.00%
377 Swiss National Bank 407,222 20,137,000 0.00%
378 RENAISSANCE TECHNOLOGIES LLC 412,400 20,393,000 0.00%
379 BNP Paribas Asset Management Holding S.A. 413,347 20,440,000 0.00%
380 JANUS HENDERSON INVESTORS US LLC 427,276 21,129,000 0.00%
381 BHF Kleinwort Benson Group S.A. 534,449 21,325,000 0.00%
382 Sumitomo Mitsui Trust Group, Inc. 432,051 21,365,000 0.00%
383 BlackRock Japan Co. Ltd 457,261 22,612,000 0.00%
384 BLUESTEIN R H & CO LLC 468,319 23,158,000 0.00%
385 COUNTRY TRUST BANK 469,278 23,205,797 0.00%
386 Partners Group Holding AG 493,900 24,423,000 0.00%
387 BAILLIE GIFFORD & CO 500,000 24,725,000 0.00%
388 AGF INVESTMENTS INC. 506,638 25,059,000 0.00%
389 1832 Asset Management L.P. 521,000 25,781,000 0.00%
390 FMR LLC 522,677 25,846,000 0.00%
391 Mitsubishi UFJ Trust & Banking Corp 528,951 26,157,000 0.00%
392 GUGGENHEIM CAPITAL LLC 541,878 26,796,000 0.00%
393 HighTower Advisors, LLC 557,564 27,572,000 0.00%
394 TEACHER RETIREMENT SYSTEM OF TEXAS 597,508 29,547,000 0.00%
395 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 607,549 30,043,000 0.00%
396 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 622,536 30,785,000 0.00%
397 UBS AG 623,441 30,830,000 0.00%
398 Water Asset Management LLC 625,938 30,953,000 0.00%
399 CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 658,803 32,578,000 0.00%
400 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 726,644 35,933,000 0.00%
Page 8 of 10

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.