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DBX ETF TR
DBX ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 24 Institutional holders with a total value of $26,013,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 3D ASSET MANAGEMENT, INC 352,720 9,377,000 36.05%
2 RAYMOND JAMES & ASSOCIATES 73,039 1,942,000 7.47%
3 JANE STREET GROUP, LLC 62,510 1,662,000 6.39%
4 BANK OF AMERICA CORP /DE/ 62,407 1,659,000 6.38%
5 IFC Holdings Incorporated/FL 59,111 1,568,000 6.03%
6 Atria Investments, Inc 54,043 1,437,000 5.52%
7 PEAK CAPITAL MANAGEMENT LLC 44,128 1,173,000 4.51%
8 Virtu KCG Holdings LLC 38,815 1,032,000 3.97%
9 Raymond James Financial Services Advisors, Inc. 32,026 851,000 3.27%
10 NewSquare Capital LLC 27,178 722,000 2.78%
11 Commonwealth Equity Services, Inc 26,447 703,000 2.70%
12 MML INVESTORS SERVICES, INC. 26,398 702,000 2.70%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,514 652,000 2.51%
14 Simplicity Solutions, LLC 18,795 500,000 1.92%
15 Cambridge Investment Research Advisors, Inc. 17,983 478,000 1.84%
16 LPL Financial LLC 17,940 477,000 1.83%
17 MORGAN STANLEY 14,784 393,000 1.51%
18 MCADAM, LLC 9,714 258,000 0.99%
19 CITADEL ADVISORS LLC 8,987 239,000 0.92%
20 WELLS FARGO & COMPANY/MN 5,082 135,000 0.52%
21 ROYAL BANK OF CANADA 1,310 35,000 0.13%
22 NEXT Financial Group, Inc 541 14,000 0.05%
23 MANUFACTURERS LIFE INSURANCE COMPANY, THE 168 4,000 0.02%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.