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ANWORTH MORTGAGE ASSET CP
ANWORTH MORTGAGE ASSET CP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 141 Institutional holders with a total value of $266,456,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 IFP ADVISORS, INC 104 0 0.00%
2 Advisory Services Network, LLC 0 0 0.00%
3 CWM, LLC 100 0 0.00%
4 FEDERATED HERMES, INC. 89 1,000 0.00%
5 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 525 2,000 0.00%
6 GENEOS WEALTH MANAGEMENT INC. 804 3,000 0.00%
7 MUFG Americas Holdings Corp 660 3,000 0.00%
8 JPMORGAN CHASE & CO 950 4,000 0.00%
9 NEXT Financial Group, Inc 1,000 4,000 0.00%
10 PENSERRA CAPITAL MANAGEMENT LLC 1,075 5,000 0.00%
11 Tower Research Capital LLC (TRC) 1,600 7,000 0.00%
12 FIFTH THIRD BANCORP 1,568 7,000 0.00%
13 BARCLAYS PLC 2,097 8,000 0.00%
14 Smithfield Trust Co 2,000 9,000 0.00%
15 Parkside Financial Bank & Trust 2,152 10,000 0.00%
16 GLENMEDE TRUST CO NA 2,497 11,000 0.00%
17 CAPITAL GUARDIAN TRUST CO 2,754 13,000 0.00%
18 SIMPLEX TRADING, LLC 3,203 14,000 0.01%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,200 20,000 0.01%
20 CANADA LIFE ASSURANCE Co 4,913 23,000 0.01%
21 US BANCORP \DE\ 5,963 28,000 0.01%
22 Zurcher Kantonalbank (Zurich Cantonalbank) 7,089 33,000 0.01%
23 MSI Financial Services Inc 7,019 33,000 0.01%
24 BlackRock Finance, Inc. 7,269 34,000 0.01%
25 BESSEMER GROUP INC 8,000 37,000 0.01%
26 SHEAFF BROCK INVESTMENT ADVISORS, LLC 10,200 48,000 0.02%
27 AMALGAMATED BANK 10,759 50,000 0.02%
28 Spot Trading L.L.C 10,900 51,000 0.02% Call
29 Advisors Asset Management, Inc. 11,325 53,000 0.02%
30 ProShare Advisors LLC 12,112 56,000 0.02%
31 Creative Planning 12,523 58,000 0.02%
32 Highlander Capital Management, LLC 13,850 65,000 0.02%
33 J.P. Morgan Private Wealth Advisors LLC 15,045 70,000 0.03%
34 SUNTRUST BANKS INC 15,366 71,000 0.03%
35 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 15,610 73,000 0.03%
36 Diligent Investors, LLC 15,985 74,000 0.03%
37 AMERIPRISE FINANCIAL INC 15,860 74,000 0.03%
38 IFC Holdings Incorporated/FL 17,471 81,000 0.03%
39 Cetera Advisors LLC 17,820 81,000 0.03%
40 Squarepoint Ops LLC 17,900 83,000 0.03%
41 Campbell & CO Investment Adviser LLC 18,879 88,000 0.03%
42 SG Americas Securities, LLC 18,827 88,000 0.03%
43 PRINCIPAL FINANCIAL GROUP INC 19,263 90,000 0.03%
44 Legal & General Group Plc 20,261 95,000 0.04%
45 TUDOR INVESTMENT CORP ET AL 20,672 96,000 0.04%
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,579 96,000 0.04%
47 Cubist Systematic Strategies, LLC 22,134 103,000 0.04%
48 Jefferies Group LLC 24,283 113,000 0.04%
49 PNC FINANCIAL SERVICES GROUP, INC. 25,680 120,000 0.05%
50 DEERE & CO 28,482 133,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.