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ARENA PHARMACEUTICALS INC
ARENA PHARMACEUTICALS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 128 Institutional holders with a total value of $204,681,637.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MSI Financial Services Inc 260 0 0.00%
2 Sunbelt Securities, Inc. 350 598 0.00%
3 SEVENBRIDGE FINANCIAL GROUP, LLC 300 1,000 0.00%
4 WOLVERINE ASSET MANAGEMENT LLC 1,000 1,000 0.00%
5 INTEGRATED WEALTH MANAGEMENT 570 1,000 0.00%
6 JFS WEALTH ADVISORS, LLC 740 1,000 0.00%
7 HSBC HOLDINGS PLC 893 2,000 0.00%
8 REILLY FINANCIAL ADVISORS, LLC 2,000 3,000 0.00%
9 BARCLAYS PLC 2,000 3,000 0.00%
10 IFP ADVISORS, INC 1,513 3,000 0.00%
11 Plante Moran Financial Advisors, LLC 1,740 3,000 0.00%
12 TCI Wealth Advisors, Inc. 2,200 4,000 0.00%
13 Cable Hill Partners, LLC 2,000 4,000 0.00%
14 ROYAL BANK OF CANADA 2,840 5,000 0.00%
15 PNC FINANCIAL SERVICES GROUP, INC. 3,299 6,000 0.00%
16 CITIGROUP INC 3,700 6,000 0.00% Put
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,395 7,000 0.00%
18 NEXT Financial Group, Inc 4,754 8,000 0.00%
19 ACROSPIRE INVESTMENT MANAGEMENT LLC 5,400 9,000 0.00%
20 Zurcher Kantonalbank (Zurich Cantonalbank) 8,831 15,000 0.01%
21 GOLDMAN SACHS GROUP INC 9,300 16,000 0.01% Put
22 BNP PARIBAS FINANCIAL MARKETS 9,485 16,219 0.01%
23 Geneva Advisors, LLC 10,000 17,000 0.01%
24 Tower Research Capital LLC (TRC) 10,126 17,000 0.01%
25 TWO SIGMA SECURITIES, LLC 10,252 18,000 0.01%
26 AUSDAL FINANCIAL PARTNERS, INC. 10,500 18,000 0.01%
27 ALAMBIC INVESTMENT MANAGEMENT, L.P. 11,500 20,000 0.01%
28 JANUS HENDERSON INVESTORS US LLC 12,740 22,000 0.01%
29 PARAMETRIC PORTFOLIO ASSOCIATES LLC 13,733 23,000 0.01%
30 WEDBUSH SECURITIES INC 14,594 25,000 0.01%
31 BARCLAYS PLC 14,500 25,000 0.01% Put
32 LPL Financial LLC 16,550 27,000 0.01%
33 Nuveen Asset Management, LLC 16,226 28,000 0.01%
34 CEDAR CAPITAL, LLC 16,500 28,000 0.01%
35 B. Riley Wealth Advisors, Inc. 16,000 28,000 0.01%
36 STEVENS CAPITAL MANAGEMENT LP 17,197 29,000 0.01%
37 CANADA LIFE ASSURANCE Co 19,241 32,000 0.02%
38 SIMPLEX TRADING, LLC 19,366 33,000 0.02%
39 HOLLENCREST CAPITAL MANAGEMENT 19,203 33,000 0.02%
40 HighTower Advisors, LLC 19,728 34,000 0.02%
41 Ameritas Investment Partners, Inc. 19,683 34,000 0.02%
42 NATIONAL PLANNING CORP 21,000 34,000 0.02%
43 BlackRock Finance, Inc. 20,941 36,000 0.02%
44 NOMURA HOLDINGS INC 21,017 36,000 0.02%
45 WOLVERINE ASSET MANAGEMENT LLC 22,000 37,000 0.02% Put
46 CLIFFORD SWAN INVESTMENT COUNSEL LLC 23,628 40,000 0.02%
47 Raymond James Financial Services Advisors, Inc. 24,150 41,000 0.02%
48 PRUDENTIAL FINANCIAL INC 25,125 43,000 0.02%
49 AMALGAMATED BANK 25,902 43,000 0.02%
50 TUDOR INVESTMENT CORP ET AL 26,203 45,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.