| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Pinnacle Summer Investments, Inc. | 3 | 3,000 | 0.00% | PRN | |
| 2 | ENVESTNET ASSET MANAGEMENT INC | 6,000 | 6,000 | 0.00% | ||
| 3 | Wellesley Asset Management | 8,705 | 8,950 | 0.01% | PRN | |
| 4 | Argentus Capital Management, LLC | 11,000 | 11,000 | 0.01% | PRN | |
| 5 | AMERICAN INTERNATIONAL GROUP, INC. | 20 | 20,475 | 0.01% | PRN | |
| 6 | Prospera Financial Services Inc | 20,000 | 21,000 | 0.01% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 25,000 | 26,000 | 0.01% | ||
| 8 | Cambridge Investment Research Advisors, Inc. | 25,000 | 26,000 | 0.01% | ||
| 9 | HighTower Advisors, LLC | 25,000 | 26,000 | 0.01% | PRN | |
| 10 | M&T BANK CORP | 30,000 | 31,000 | 0.02% | PRN | |
| 11 | D.A. DAVIDSON & CO. | 35,000 | 35,000 | 0.02% | ||
| 12 | STIFEL FINANCIAL CORP | 38,903 | 39,000 | 0.02% | PRN | |
| 13 | Investors Capital Advisory Services | 81,000 | 82,000 | 0.05% | ||
| 14 | DEUTSCHE BANK AG\ | 138,000 | 141,000 | 0.08% | PRN | |
| 15 | PICTET ASSET MANAGEMENT LTD | 300,000 | 309,000 | 0.17% | ||
| 16 | GOLDMAN SACHS GROUP INC | 343,000 | 351,000 | 0.20% | PRN | |
| 17 | Calamos Advisors LLC | 378,000 | 389,000 | 0.22% | PRN | |
| 18 | ROYAL BANK OF CANADA | 428,000 | 441,000 | 0.25% | PRN | |
| 19 | WELLS FARGO & COMPANY/MN | 502,000 | 520,000 | 0.29% | PRN | |
| 20 | SSI INVESTMENT MANAGEMENT LLC | 551,000 | 563,000 | 0.31% | ||
| 21 | Lombard Odier Asset Management (Switzerland) SA | 550,000 | 567,000 | 0.32% | PRN | |
| 22 | Pine River Capital Management L.P. | 650,000 | 669,000 | 0.37% | PRN | |
| 23 | BARCLAYS PLC | 734,000 | 748,000 | 0.42% | PRN | |
| 24 | KEYBANK NATIONAL ASSOCIATION/OH | 1,134,000 | 1,161,000 | 0.65% | ||
| 25 | Invesco Ltd. | 1,740,000 | 1,781,000 | 1.00% | ||
| 26 | ONTARIO TEACHERS PENSION PLAN BOARD | 2,000,000 | 2,058,000 | 1.15% | PRN | |
| 27 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 3,680,000 | 3,767,000 | 2.11% | ||
| 28 | CREDIT SUISSE AG/ | 4,920,000 | 5,036,000 | 2.82% | PRN | |
| 29 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 5,500,000 | 5,639,000 | 3.15% | PRN | |
| 30 | MORGAN STANLEY | 5,546,000 | 5,692,000 | 3.18% | PRN | |
| 31 | BESSEMER GROUP INC | 6,000,000 | 6,188,000 | 3.46% | PRN | |
| 32 | CITADEL ADVISORS LLC | 7,000,000 | 7,207,000 | 4.03% | PRN | |
| 33 | RWC Asset Management LLP | 12,500,000 | 12,881,000 | 7.21% | PRN | |
| 34 | BNP Paribas Asset Management Holding S.A. | 15,000,000 | 15,418,000 | 8.63% | PRN | |
| 35 | Radcliffe Capital Management, L.P. | 15,702,000 | 16,178,000 | 9.05% | PRN | |
| 36 | VICTORY CAPITAL MANAGEMENT INC | 17,769,824 | 18,192,000 | 10.18% | ||
| 37 | RIVERHEAD CAPITAL MANAGEMENT LLC | 20,000,000 | 20,552,000 | 11.50% | ||
| 38 | SHENKMAN CAPITAL MANAGEMENT INC | 21,726,000 | 22,424,000 | 12.54% | PRN | |
| 39 | INCOME RESEARCH & MANAGEMENT | 28,863,000 | 29,548,000 | 16.53% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
