| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 68,589,000 | 76,305,000 | 19.92% | PRN | |
| 2 | Allianz Asset Management GmbH | 41,080,000 | 46,115,000 | 12.04% | PRN | |
| 3 | MACKAY SHIELDS LLC | 38,993,000 | 43,381,000 | 11.32% | PRN | |
| 4 | OAKTREE CAPITAL MANAGEMENT LP | 32,883,000 | 36,632,000 | 9.56% | PRN | |
| 5 | Calamos Advisors LLC | 23,321,000 | 25,941,000 | 6.77% | PRN | |
| 6 | JPMORGAN CHASE & CO | 18,446,000 | 20,470,000 | 5.34% | PRN | |
| 7 | CREDIT SUISSE AG/ | 12,754,000 | 14,133,000 | 3.69% | PRN | |
| 8 | BAKER BROS. ADVISORS LP | 12,228,000 | 13,547,000 | 3.54% | PRN | |
| 9 | LINDEN ADVISORS LP | 12,000,000 | 13,357,000 | 3.49% | PRN | |
| 10 | TENOR CAPITAL MANAGEMENT Co., L.P. | 10,000,000 | 11,137,000 | 2.91% | PRN | |
| 11 | Invesco Ltd. | 8,517,000 | 9,438,000 | 2.46% | PRN | |
| 12 | CQS Cayman LP | 8,000,000 | 8,902,000 | 2.32% | PRN | |
| 13 | BANK OF AMERICA CORP /DE/ | 7,258,000 | 8,043,000 | 2.10% | PRN | |
| 14 | RWC Asset Management LLP | 7,100,000 | 7,879,000 | 2.06% | PRN | |
| 15 | CREDIT AGRICOLE S A | 6,980,000 | 7,735,000 | 2.02% | PRN | |
| 16 | EDMOND DE ROTHSCHILD HOLDING S.A. | 6,045,000 | 6,708,000 | 1.75% | PRN | |
| 17 | CSS LLC/IL | 5,000,000 | 5,559,000 | 1.45% | PRN | |
| 18 | WELLS FARGO & COMPANY/MN | 4,539,000 | 5,029,000 | 1.31% | PRN | |
| 19 | LOOMIS SAYLES & CO L P | 42,878 | 3,894,000 | 1.02% | ||
| 20 | DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN | 3,000,000 | 3,324,000 | 0.87% | PRN | |
| 21 | DEUTSCHE BANK AG\ | 2,925,000 | 3,241,000 | 0.85% | PRN | |
| 22 | GOLDMAN SACHS GROUP INC | 2,257,000 | 2,501,000 | 0.65% | PRN | |
| 23 | Candriam S.C.A. | 2,200 | 2,445,000 | 0.64% | PRN | |
| 24 | Jefferies Group LLC | 2,013,000 | 2,234,000 | 0.58% | PRN | |
| 25 | OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 1,000,000 | 1,113,000 | 0.29% | PRN | |
| 26 | Ferox Capital Management LP | 900,000 | 996,000 | 0.26% | PRN | |
| 27 | Bank of New York Mellon Corp | 660,000 | 732,000 | 0.19% | ||
| 28 | ORBIMED ADVISORS LLC | 500,000 | 556,000 | 0.15% | PRN | |
| 29 | BlackRock Finance, Inc. | 480,000 | 532,000 | 0.14% | PRN | |
| 30 | SUNTRUST BANKS INC | 323,000 | 358,000 | 0.09% | PRN | |
| 31 | STIFEL FINANCIAL CORP | 280,000 | 310,000 | 0.08% | PRN | |
| 32 | Calamos Wealth Management LLC | 130,000 | 145,000 | 0.04% | PRN | |
| 33 | HighTower Advisors, LLC | 106,000 | 118,000 | 0.03% | PRN | |
| 34 | OPPENHEIMER ASSET MANAGEMENT INC. | 85,000 | 94,000 | 0.02% | ||
| 35 | SSI INVESTMENT MANAGEMENT LLC | 72,000 | 80,000 | 0.02% | PRN | |
| 36 | SUN LIFE FINANCIAL INC | 31,000 | 34,000 | 0.01% | ||
| 37 | Brown Advisory Securities, LLC | 27,000 | 28,000 | 0.01% | PRN | |
| 38 | Commonwealth Equity Services, Inc | 21,000 | 23,000 | 0.01% | ||
| 39 | BLAIR WILLIAM & CO/IL | 13,000 | 14,000 | 0.00% | ||
| 40 | ROYAL BANK OF CANADA | 12,000 | 13,000 | 0.00% | PRN | |
| 41 | AMERIPRISE FINANCIAL INC | 11,000 | 12,000 | 0.00% | PRN | |
| 42 | Veritable, L.P. | 10,000 | 11,000 | 0.00% | ||
| 43 | CRIBSTONE CAPITAL MANAGEMENT, LLC | 5,000 | 6,000 | 0.00% | ||
| 44 | UBS Group AG | 4,000 | 4,000 | 0.00% | PRN | |
| 45 | MASCOMA WEALTH MANAGEMENT LLC | 3,000 | 3,000 | 0.00% | ||
| 46 | MORGAN STANLEY | 2,000 | 2,000 | 0.00% | PRN | |
| 47 | North Star Investment Management Corp. | 2,000 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
