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ASHFORD HOSPITALITY PRIME IN
ASHFORD HOSPITALITY PRIME IN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 125 Institutional holders with a total value of $272,263,266.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LADENBURG THALMANN FINANCIAL SERVICES INC. 24 0 0.00%
2 BNP PARIBAS FINANCIAL MARKETS 1 12 0.00%
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 48 1,000 0.00%
4 Smithfield Trust Co 53 1,000 0.00%
5 Walleye Trading LLC 251 3,000 0.00%
6 IFP ADVISORS, INC 255 3,000 0.00%
7 BANK OF MONTREAL /CAN/ 400 5,000 0.00%
8 Walleye Trading LLC 500 6,000 0.00% Call
9 UBS Group AG 706 8,000 0.00%
10 Daiwa Securities Group Inc. 873 10,000 0.00%
11 Zurcher Kantonalbank (Zurich Cantonalbank) 983 11,000 0.00%
12 US BANCORP \DE\ 1,010 12,000 0.00%
13 Tower Research Capital LLC (TRC) 996 12,000 0.00%
14 Shinko Asset Management Co., Ltd. 1,200 14,000 0.01%
15 BlackRock Japan Co. Ltd 1,330 16,000 0.01%
16 MORGAN STANLEY 1,360 16,000 0.01%
17 CREDIT AGRICOLE S A 1,512 18,000 0.01%
18 ROYAL BANK OF CANADA 1,612 19,000 0.01%
19 NISA INVESTMENT ADVISORS, LLC 1,594 19,000 0.01%
20 WFG Advisors, LP 1,740 20,000 0.01%
21 WHITTIER TRUST CO 1,963 23,000 0.01%
22 BlackRock Finance, Inc. 2,112 25,000 0.01%
23 KBC Group NV 2,282 27,000 0.01%
24 ENVESTNET ASSET MANAGEMENT INC 2,603 30,000 0.01%
25 Mitsubishi UFJ Asset Management Co., Ltd. 3,324 39,000 0.01%
26 TEACHER RETIREMENT SYSTEM OF TEXAS 3,505 41,000 0.02%
27 Legal & General Group Plc 4,038 46,000 0.02%
28 CANADA LIFE ASSURANCE Co 4,007 47,000 0.02%
29 CUTLER GROUP LLC / CA 4,125 48,000 0.02%
30 DEUTSCHE BANK AG\ 4,374 49,000 0.02%
31 NEW MEXICO EDUCATIONAL RETIREMENT BOARD 4,638 54,000 0.02%
32 Mizuho Trust & Banking Co., Ltd. 4,729 55,000 0.02%
33 CUTLER GROUP LLC / CA 5,200 66,000 0.02% Put
34 GOODWIN DANIEL L 8,413 98,000 0.04%
35 WELLS FARGO & COMPANY/MN 9,772 114,000 0.04%
36 PRINCIPAL FINANCIAL GROUP INC 10,574 123,000 0.05%
37 Squarepoint Ops LLC 10,700 125,000 0.05%
38 CUE ADVISORY SERVICES, INC. 11,797 138,000 0.05%
39 Advisors Asset Management, Inc. 12,235 143,000 0.05%
40 PRICE T ROWE ASSOCIATES INC /MD/ 12,713 148,000 0.05%
41 OMERS ADMINISTRATION Corp 13,000 152,000 0.06%
42 BLACKROCK ADVISORS LLC 13,237 154,000 0.06%
43 LAUREL WEALTH ADVISORS, INC. 13,255 155,000 0.06%
44 TWO SIGMA INVESTMENTS, LP 14,098 165,000 0.06%
45 NOMURA ASSET MANAGEMENT CO LTD 14,445 169,000 0.06%
46 BARCLAYS PLC 15,512 171,000 0.06%
47 Sumitomo Mitsui Trust Group, Inc. 15,061 176,000 0.06%
48 Dynamic Technology Lab Private Ltd 15,166 177,000 0.07%
49 RMR Advisors LLC 15,297 178,000 0.07%
50 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 16,097 188,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.