| 1 |
NEXT Financial Group, Inc |
30 |
1,000 |
0.00% |
|
|
| 2 |
UBS Group AG |
100 |
2,000 |
0.00% |
Put |
|
| 3 |
D.A. DAVIDSON & CO. |
116 |
2,000 |
0.00% |
|
|
| 4 |
ENTERPRISE FINANCIAL SERVICES CORP |
172 |
4,000 |
0.00% |
|
|
| 5 |
B. Riley Wealth Advisors, Inc. |
166 |
4,000 |
0.00% |
|
|
| 6 |
O'SHAUGHNESSY ASSET MANAGEMENT, LLC |
195 |
5,000 |
0.00% |
|
|
| 7 |
Creative Planning |
200 |
5,000 |
0.00% |
|
|
| 8 |
Tower Research Capital LLC (TRC) |
200 |
5,000 |
0.00% |
|
|
| 9 |
ATWOOD & PALMER INC |
400 |
10,000 |
0.00% |
|
PRN |
| 10 |
Smithfield Trust Co |
510 |
12,000 |
0.00% |
|
|
| 11 |
Zurcher Kantonalbank (Zurich Cantonalbank) |
753 |
17,000 |
0.00% |
|
|
| 12 |
ENVESTNET ASSET MANAGEMENT INC |
738 |
17,000 |
0.00% |
|
|
| 13 |
Regal Investment Advisors LLC |
900 |
21,000 |
0.00% |
|
|
| 14 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,399 |
32,000 |
0.00% |
|
|
| 15 |
Walleye Trading LLC |
1,500 |
35,000 |
0.00% |
Put |
|
| 16 |
HUNTINGTON NATIONAL BANK |
1,700 |
39,000 |
0.00% |
|
|
| 17 |
Daiwa Securities Group Inc. |
1,800 |
42,000 |
0.00% |
|
|
| 18 |
Shinko Asset Management Co., Ltd. |
1,800 |
42,000 |
0.00% |
|
|
| 19 |
VICTORY CAPITAL MANAGEMENT INC |
1,845 |
43,000 |
0.00% |
|
|
| 20 |
CANADA LIFE ASSURANCE Co |
2,194 |
51,000 |
0.00% |
|
|
| 21 |
BlackRock Japan Co. Ltd |
3,010 |
70,000 |
0.01% |
|
|
| 22 |
ROYAL BANK OF CANADA |
3,165 |
73,000 |
0.01% |
|
|
| 23 |
Parallax Volatility Advisers, L.P. |
3,300 |
77,000 |
0.01% |
Call |
|
| 24 |
Green Owl Capital Management, LLC |
60,000 |
80,000 |
0.01% |
Call |
|
| 25 |
B. Riley Wealth Management, Inc. |
3,572 |
82,000 |
0.01% |
|
|
| 26 |
PNC FINANCIAL SERVICES GROUP, INC. |
3,823 |
88,000 |
0.01% |
|
|
| 27 |
SYNOVUS FINANCIAL CORP |
4,050 |
94,000 |
0.01% |
|
|
| 28 |
OFI Advisors LLC |
4,040 |
94,000 |
0.01% |
|
|
| 29 |
Mitsubishi UFJ Asset Management Co., Ltd. |
5,660 |
133,000 |
0.01% |
|
|
| 30 |
FEDERATED HERMES, INC. |
5,910 |
137,000 |
0.01% |
|
|
| 31 |
SEI INVESTMENTS CO |
6,816 |
158,000 |
0.01% |
|
|
| 32 |
Independent Portfolio Consultants, Inc. |
8,130 |
189,000 |
0.02% |
|
|
| 33 |
I.G. INVESTMENT MANAGEMENT, LTD. |
8,616 |
200,000 |
0.02% |
|
|
| 34 |
Advisors Preferred, LLC |
8,749 |
203,064 |
0.02% |
|
|
| 35 |
Yorktown Management & Research Co Inc |
9,000 |
209,000 |
0.02% |
|
|
| 36 |
PROFUND ADVISORS LLC |
10,732 |
249,000 |
0.02% |
|
|
| 37 |
Paloma Partners Management Co |
11,049 |
257,000 |
0.02% |
|
|
| 38 |
CIM INVESTMENT MANAGEMENT INC |
12,269 |
285,000 |
0.02% |
|
|
| 39 |
Mizuho Trust & Banking Co., Ltd. |
12,476 |
290,000 |
0.02% |
|
|
| 40 |
PineBridge Investments, L.P. |
13,193 |
306,000 |
0.03% |
|
|
| 41 |
NEW MEXICO EDUCATIONAL RETIREMENT BOARD |
13,226 |
307,000 |
0.03% |
|
|
| 42 |
HARTFORD INVESTMENT MANAGEMENT CO |
13,500 |
313,000 |
0.03% |
|
|
| 43 |
ProShare Advisors LLC |
13,597 |
316,000 |
0.03% |
|
|
| 44 |
US BANCORP \DE\ |
14,362 |
334,000 |
0.03% |
|
|
| 45 |
GENERAL MOTORS INVESTMENT MANAGEMENT CORP |
14,720 |
342,000 |
0.03% |
|
|
| 46 |
Municipal Employees' Retirement System of Michigan |
14,700 |
344,000 |
0.03% |
|
|
| 47 |
MACQUARIE GROUP LTD |
14,900 |
346,000 |
0.03% |
|
|
| 48 |
SMITH ASSET MANAGEMENT GROUP LP |
15,743 |
365,000 |
0.03% |
|
|
| 49 |
AMP Capital Investors Ltd |
15,720 |
368,000 |
0.03% |
|
|
| 50 |
CREDIT AGRICOLE S A |
16,300 |
398,000 |
0.03% |
|
|
