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ASSOCIATED ESTATES
ASSOCIATED ESTATES. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 188 Institutional holders with a total value of $1,232,249,475.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 CITIGROUP INC 10,940 269,000 0.02%
152 CHICAGO EQUITY PARTNERS LLC 10,405 257,000 0.02%
153 Princeton Alpha Management LP 9,837 243,000 0.02%
154 Independent Portfolio Consultants, Inc. 9,015 222,000 0.02%
155 I.G. INVESTMENT MANAGEMENT, LTD. 8,616 213,000 0.02%
156 RNC CAPITAL MANAGEMENT LLC 8,500 210,000 0.02%
157 MASON STREET ADVISORS, LLC 7,663 189,000 0.02%
158 ROYAL BANK OF CANADA 7,156 176,000 0.01%
159 Mitsubishi UFJ Asset Management Co., Ltd. 6,310 156,000 0.01%
160 DREMAN VALUE MANAGEMENT, L L C 5,854 144,000 0.01%
161 Walleye Trading LLC 5,800 143,000 0.01% Put
162 CANADA LIFE ASSURANCE Co 5,694 140,000 0.01%
163 OFI Advisors LLC 5,333 132,000 0.01%
164 BNP PARIBAS FINANCIAL MARKETS 4,961 122,437 0.01%
165 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 4,527 112,000 0.01%
166 SEI INVESTMENTS CO 4,085 101,000 0.01%
167 SYNOVUS FINANCIAL CORP 4,050 100,000 0.01%
168 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,963 98,000 0.01%
169 B. Riley Wealth Management, Inc. 3,601 88,000 0.01%
170 Tower Research Capital LLC (TRC) 3,072 76,000 0.01%
171 BlackRock Japan Co. Ltd 2,576 64,000 0.01%
172 Daiwa Securities Group Inc. 2,000 49,000 0.00%
173 HANSEATIC MANAGEMENT SERVICES INC 1,897 47,000 0.00%
174 Shinko Asset Management Co., Ltd. 1,700 42,000 0.00%
175 LAZARD ASSET MANAGEMENT LLC 1,700 41,000 0.00%
176 FEDERATED HERMES, INC. 1,445 36,000 0.00%
177 SIMPLEX TRADING, LLC 1,433 35,000 0.00%
178 Zurcher Kantonalbank (Zurich Cantonalbank) 998 25,000 0.00%
179 Regal Investment Advisors LLC 900 22,000 0.00%
180 Creative Planning 744 18,000 0.00%
181 Smithfield Trust Co 690 17,000 0.00%
182 ATWOOD & PALMER INC 400 10,000 0.00% PRN
183 INTEGRATED WEALTH MANAGEMENT 300 7,000 0.00%
184 Parallax Volatility Advisers, L.P. 155 4,000 0.00%
185 ENTERPRISE FINANCIAL SERVICES CORP 172 4,000 0.00%
186 FIFTH THIRD BANCORP 103 3,000 0.00%
187 MANAGED ACCOUNT ADVISORS LLC 32 1,000 0.00%
188 NEXT Financial Group, Inc 30 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.