Dark
Light
System
Security
AVX CORP NEW
AVX CORP NEW. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 114 Institutional holders with a total value of $549,258,509.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 2 0 0.00%
2 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 100 1,000 0.00%
3 BANK OF MONTREAL /CAN/ 39 1,000 0.00%
4 Ground Swell Capital, LLC 335 4,000 0.00%
5 ENTERPRISE FINANCIAL SERVICES CORP 475 6,000 0.00%
6 CENTRAL TRUST Co 500 7,000 0.00%
7 FIRST MANHATTAN CO. LLC. 800 10,000 0.00%
8 SIGNATUREFD, LLC 753 10,000 0.00%
9 AMERIPRISE FINANCIAL INC 897 12,000 0.00%
10 Creative Planning 1,000 13,000 0.00%
11 PRELUDE CAPITAL MANAGEMENT, LLC 1,200 16,000 0.00%
12 METROPOLITAN LIFE INSURANCE CO/NY 1,411 19,000 0.00%
13 MSI Financial Services Inc 1,596 21,000 0.00%
14 AMERICAN INTERNATIONAL GROUP, INC. 1,695 22,509 0.00%
15 TEACHER RETIREMENT SYSTEM OF TEXAS 1,816 24,000 0.00%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,119 28,000 0.01%
17 RUSSELL FRANK CO/ 2,281 30,000 0.01%
18 BlackRock Finance, Inc. 2,803 38,000 0.01%
19 UBS AG 3,205 43,000 0.01%
20 Gary Goldberg Planning Services Inc 3,489 46,000 0.01%
21 BARCLAYS PLC 4,096 53,000 0.01%
22 FIFTH THIRD BANCORP 4,433 59,000 0.01%
23 MANUFACTURERS LIFE INSURANCE COMPANY, THE 4,804 64,000 0.01%
24 BLACKROCK ADVISORS LLC 6,474 86,000 0.02%
25 CANADA LIFE ASSURANCE Co 7,809 104,000 0.02%
26 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 8,900 119,000 0.02%
27 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 10,187 135,000 0.02%
28 Nuveen Asset Management, LLC 10,239 136,000 0.02%
29 ROYAL BANK OF CANADA 11,400 151,000 0.03%
30 Jefferies Group LLC 11,562 154,000 0.03%
31 MANAGED ACCOUNT ADVISORS LLC 14,993 199,000 0.04%
32 HEARTLAND ADVISORS INC 15,635 208,000 0.04%
33 AQR CAPITAL MANAGEMENT LLC 15,665 208,000 0.04%
34 Nationwide Fund Advisors 16,821 223,000 0.04%
35 NORTH POINT PORTFOLIO MANAGERS CORP/OH 17,000 226,000 0.04%
36 VOYA INVESTMENT MANAGEMENT LLC 18,812 249,000 0.05%
37 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 22,400 297,000 0.05%
38 BlackRock Investment Management, LLC 22,804 303,000 0.06%
39 Advisors Asset Management, Inc. 23,035 306,000 0.06%
40 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 24,048 319,000 0.06%
41 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 24,296 323,000 0.06%
42 Forward Management, LLC 25,000 332,000 0.06%
43 GSA CAPITAL PARTNERS LLP 26,355 350,000 0.06%
44 JANUS HENDERSON GROUP PLC 28,200 375,000 0.07%
45 RHUMBLINE ADVISERS 28,959 385,000 0.07%
46 CITIGROUP INC 29,914 397,000 0.07%
47 BRYN MAWR CAPITAL MANAGEMENT INC 30,374 403,000 0.07%
48 Foundry Partners, LLC 30,816 409,000 0.07%
49 Index Management Solutions, LLC 30,847 410,000 0.07%
50 TWIN CAPITAL MANAGEMENT INC 31,850 423,000 0.08%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.