Dark
Light
System
Security
AVX CORP NEW
AVX CORP NEW. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 140 Institutional holders with a total value of $654,738,119.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VERSANT CAPITAL MANAGEMENT, INC 20 0 0.00%
2 IFP ADVISORS, INC 21 0 0.00%
3 BRONFMAN E.L. ROTHSCHILD, L.P. 154 2,000 0.00%
4 PARALLEL ADVISORS, LLC 220 3,000 0.00%
5 Plante Moran Financial Advisors, LLC 198 3,000 0.00%
6 ENTERPRISE FINANCIAL SERVICES CORP 250 4,000 0.00%
7 DENALI ADVISORS LLC 266 4,000 0.00%
8 FEDERATED HERMES, INC. 402 6,000 0.00%
9 FIRST MANHATTAN CO. LLC. 400 6,000 0.00%
10 Point72 Hong Kong Ltd 842 13,000 0.00%
11 LOOMIS SAYLES & CO L P 1,029 16,000 0.00%
12 BARCLAYS PLC 1,054 17,000 0.00%
13 Creative Planning 1,101 17,000 0.00%
14 QUADRANT CAPITAL GROUP LLC 1,246 19,000 0.00%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,600 25,000 0.00%
16 Zurcher Kantonalbank (Zurich Cantonalbank) 1,788 28,000 0.00%
17 BANK OF MONTREAL /CAN/ 1,935 29,000 0.00%
18 Tower Research Capital LLC (TRC) 2,226 35,000 0.01%
19 MSI Financial Services Inc 2,708 42,000 0.01%
20 ACROSPIRE INVESTMENT MANAGEMENT LLC 2,970 46,000 0.01%
21 ROYAL BANK OF CANADA 3,192 50,000 0.01%
22 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 3,514 55,000 0.01%
23 State of Alaska, Department of Revenue 3,680 57,000 0.01%
24 ENVESTNET ASSET MANAGEMENT INC 3,833 59,000 0.01%
25 FIFTH THIRD BANCORP 3,846 60,000 0.01%
26 BNP PARIBAS FINANCIAL MARKETS 5,126 80,119 0.01%
27 PEAK6 Group LLC 7,449 116,000 0.02%
28 CANADA LIFE ASSURANCE Co 7,809 123,000 0.02%
29 US BANCORP \DE\ 8,166 128,000 0.02%
30 PANAGORA ASSET MANAGEMENT INC 9,054 142,000 0.02%
31 PEAK6 Group LLC 9,300 145,000 0.02% Call
32 UBS Group AG 9,756 152,000 0.02%
33 Cubist Systematic Strategies, LLC 10,585 165,000 0.03%
34 Airain ltd 10,854 170,000 0.03%
35 VOYA INVESTMENT MANAGEMENT LLC 11,000 172,000 0.03%
36 Jefferies Group LLC 11,161 174,000 0.03%
37 HEARTLAND ADVISORS INC 11,292 176,000 0.03%
38 PRINCIPAL FINANCIAL GROUP INC 11,395 178,000 0.03%
39 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 12,548 196,000 0.03%
40 BlackRock Finance, Inc. 13,004 203,000 0.03%
41 Legal & General Group Plc 13,994 219,000 0.03%
42 AXA S.A. 14,000 219,000 0.03%
43 STEVENS CAPITAL MANAGEMENT LP 14,324 224,000 0.03%
44 Opus Capital Group, LLC 15,448 242,000 0.04%
45 Robeco Institutional Asset Management B.V. 15,958 250,000 0.04%
46 SUNTRUST BANKS INC 16,220 252,000 0.04%
47 CLINTON GROUP INC 16,880 264,000 0.04%
48 NORTH POINT PORTFOLIO MANAGERS CORP/OH 17,000 266,000 0.04%
49 QS Investors, LLC 18,077 283,000 0.04%
50 PDT Partners, LLC 21,900 342,000 0.05%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.