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BARCLAYS BANK PLS ADS 7.75% SER 4 PERP PFD C
BARCLAYS BANK PLS ADS 7.75% SER 4 PERP PFD C. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 71 Institutional holders with a total value of $238,394,178.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisory Services Network, LLC 100 3,000 0.00%
2 HIGH POINT BANK & TRUST CO 250 6,000 0.00%
3 CENTRAL TRUST Co 400 10,000 0.00%
4 Lehman Financial Resources, Inc. 400 10,000 0.00%
5 Gemmer Asset Management LLC 400 10,000 0.00%
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 600 15,000 0.01%
7 Winslow, Evans & Crocker, Inc. 800 20,664 0.01%
8 D.A. DAVIDSON & CO. 999 25,000 0.01%
9 FIFTH THIRD BANCORP 1,000 26,000 0.01%
10 Carroll Financial Associates, Inc. 1,000 26,000 0.01%
11 SONORA INVESTMENT MANAGEMENT, LLC 1,000 26,000 0.01%
12 JFS WEALTH ADVISORS, LLC 1,100 28,000 0.01%
13 US BANCORP \DE\ 1,400 36,000 0.02%
14 MSI Financial Services Inc 1,425 37,000 0.02%
15 TRUST CO OF VERMONT 1,600 41,000 0.02%
16 BRUDERMAN ASSET MANAGEMENT, LLC 1,600 41,000 0.02%
17 MARK SHEPTOFF FINANCIAL PLANNING, LLC 2,400 62,000 0.03%
18 AMERICAN INTERNATIONAL GROUP, INC. 2,518 65,000 0.03%
19 Oakworth Capital, Inc. 2,540 66,000 0.03%
20 DEUTSCHE BANK AG\ 2,883 74,000 0.03%
21 GLENMEDE TRUST CO NA 3,000 77,000 0.03%
22 DUNCKER STREETT & CO INC 3,800 98,000 0.04%
23 ROCKEFELLER FINANCIAL SERVICES INC 4,000 103,000 0.04%
24 RUSSELL FRANK CO/ 4,400 114,000 0.05%
25 BENJAMIN F. EDWARDS & COMPANY, INC. 4,584 118,000 0.05%
26 Creative Planning 5,153 133,000 0.06%
27 People's United Financial, Inc. 5,400 139,000 0.06%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,800 150,000 0.06%
29 PNC FINANCIAL SERVICES GROUP, INC. 8,759 225,000 0.09%
30 SOLARIS ASSET MANAGEMENT LLC 8,750 226,000 0.09%
31 Coastline Trust Co 9,667 250,000 0.10%
32 JPMORGAN CHASE & CO 9,975 258,000 0.11%
33 Raymond James Financial Services Advisors, Inc. 10,500 271,000 0.11%
34 Cypress Capital Management LLC (WY) 11,619 300,119 0.13%
35 FDx Advisors, Inc. 12,946 334,395 0.14%
36 Waverton Investment Management Ltd 13,500 349,000 0.15%
37 HSBC HOLDINGS PLC 14,000 362,000 0.15%
38 Cambridge Investment Research Advisors, Inc. 15,541 401,000 0.17%
39 HighTower Advisors, LLC 18,065 464,000 0.19%
40 BAIRD FINANCIAL GROUP, INC. 19,633 507,000 0.21%
41 BB&T SECURITIES, LLC 20,152 520,000 0.22%
42 FULTON BREAKEFIELD BROENNIMAN LLC 20,840 538,000 0.23%
43 VOYA FINANCIAL ADVISORS, INC. 20,925 540,000 0.23%
44 CITIGROUP INC 20,948 541,000 0.23%
45 AMERIPRISE FINANCIAL INC 21,042 544,000 0.23%
46 LPL Financial LLC 21,250 551,000 0.23%
47 Aldebaran Financial Inc. 21,775 562,000 0.24%
48 Janney Montgomery Scott LLC 23,500 607,000 0.25%
49 SUNTRUST BANKS INC 23,600 608,000 0.26%
50 BANK OF MONTREAL /CAN/ 26,664 689,000 0.29% PRN
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.