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BARCLAYS BANK PLS ADS 7.75% SER 4 PERP PFD C
BARCLAYS BANK PLS ADS 7.75% SER 4 PERP PFD C. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 74 Institutional holders with a total value of $267,478,214.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisory Services Network, LLC 100 3,000 0.00%
2 HIGH POINT BANK & TRUST CO 250 6,000 0.00%
3 Gemmer Asset Management LLC 400 10,000 0.00%
4 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 600 16,000 0.01%
5 MANUFACTURERS LIFE INSURANCE COMPANY, THE 700 18,000 0.01%
6 Winslow, Evans & Crocker, Inc. 800 20,760 0.01%
7 Carroll Financial Associates, Inc. 1,000 25,000 0.01%
8 D.A. DAVIDSON & CO. 999 25,000 0.01%
9 ZIONS BANCORPORATION 1,000 26,000 0.01%
10 JFS WEALTH ADVISORS, LLC 1,100 29,000 0.01%
11 BRONFMAN E.L. ROTHSCHILD, L.P. 1,140 30,000 0.01%
12 ENVESTNET ASSET MANAGEMENT INC 1,200 31,000 0.01%
13 Patten Group, Inc. 1,303 33,825 0.01%
14 US BANCORP \DE\ 1,400 36,000 0.01%
15 TRUST CO OF VERMONT 1,600 42,000 0.02%
16 BRUDERMAN ASSET MANAGEMENT, LLC 1,600 42,000 0.02%
17 BENJAMIN F. EDWARDS & COMPANY, INC. 1,734 45,000 0.02%
18 AMERICAN INTERNATIONAL GROUP, INC. 2,200 57,000 0.02%
19 MARK SHEPTOFF FINANCIAL PLANNING, LLC 2,400 62,000 0.02%
20 Oakworth Capital, Inc. 2,540 66,000 0.02%
21 RUSSELL FRANK CO/ 2,633 68,000 0.03%
22 DEUTSCHE BANK AG\ 2,883 74,000 0.03%
23 GLENMEDE TRUST CO NA 3,000 77,000 0.03%
24 IFP ADVISORS, INC 3,115 81,000 0.03%
25 DUNCKER STREETT & CO INC 3,800 99,000 0.04%
26 ROCKEFELLER FINANCIAL SERVICES INC 4,000 104,000 0.04%
27 Creative Planning 4,953 129,000 0.05%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,000 129,000 0.05%
29 People's United Financial, Inc. 5,400 140,000 0.05%
30 MSI Financial Services Inc 6,753 175,000 0.07%
31 COMERICA BANK 7,900 204,000 0.08%
32 SUNTRUST BANKS INC 8,000 206,000 0.08%
33 JPMORGAN CHASE & CO 8,500 221,000 0.08%
34 SOLARIS ASSET MANAGEMENT LLC 8,750 227,000 0.08%
35 GOLDMAN SACHS GROUP INC 8,899 231,000 0.09%
36 Coastline Trust Co 9,667 251,000 0.09%
37 GAM Holding AG 10,000 260,000 0.10%
38 Cypress Capital Management LLC (WY) 11,619 301,629 0.11%
39 Waverton Investment Management Ltd 13,500 350,000 0.13%
40 HSBC HOLDINGS PLC 14,000 363,000 0.14%
41 CITIGROUP INC 14,387 373,000 0.14%
42 BANK OF MONTREAL /CAN/ 14,470 376,000 0.14% PRN
43 PNC FINANCIAL SERVICES GROUP, INC. 14,767 384,000 0.14%
44 Cambridge Investment Research Advisors, Inc. 15,422 400,000 0.15%
45 HighTower Advisors, LLC 18,065 469,000 0.18%
46 BAIRD FINANCIAL GROUP, INC. 19,133 497,000 0.19%
47 AMERIPRISE FINANCIAL INC 19,466 505,000 0.19%
48 FULTON BREAKEFIELD BROENNIMAN LLC 20,825 541,000 0.20%
49 Aldebaran Financial Inc. 21,855 567,000 0.21%
50 Janney Montgomery Scott LLC 23,400 607,000 0.23%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.