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Oaktree Cap Grp Llc
Oaktree Cap Grp Llc. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 146 Institutional holders with a total value of $1,893,529,559.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CT Financial Advisors LLC 20 1,033 0.00%
2 BlackRock Fund Advisors 137 8,000 0.00%
3 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 185 11,000 0.00%
4 MACROVIEW INVESTMENT MANAGEMENT LLC 200 12,000 0.00%
5 BANK OF AMERICA CORP /DE/ 200 12,000 0.00% Put
6 Highlander Capital Management, LLC 300 17,448 0.00%
7 Tower Research Capital LLC (TRC) 344 20,000 0.00%
8 BANK OF MONTREAL /CAN/ 350 20,000 0.00%
9 MSI Financial Services Inc 371 22,000 0.00%
10 Carroll Financial Associates, Inc. 400 23,000 0.00%
11 Hirtle Callaghan & Co LLC 390 23,000 0.00%
12 West Oak Capital, LLC 550 31,988 0.00%
13 UBS AG 600 35,000 0.00% Put
14 D.A. DAVIDSON & CO. 745 43,000 0.00%
15 UBS AG 800 47,000 0.00% Call
16 FIRST MANHATTAN CO. LLC. 1,000 58,000 0.00%
17 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,252 73,000 0.00%
18 WFG Advisors, LP 1,431 83,000 0.00%
19 Baltimore-Washington Financial Advisors, Inc. 1,750 102,000 0.01%
20 FIFTH THIRD BANCORP 2,000 116,000 0.01%
21 FRIESS ASSOCIATES LLC 2,200 128,000 0.01%
22 Spot Trading L.L.C 2,248 131,000 0.01%
23 GLENMEDE TRUST CO NA 2,500 145,000 0.01%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,575 150,000 0.01%
25 US BANCORP \DE\ 2,950 172,000 0.01%
26 Joel Isaacson & Co., LLC 3,000 174,000 0.01%
27 SG Americas Securities, LLC 3,500 204,000 0.01%
28 Janney Montgomery Scott LLC 3,735 217,228 0.01%
29 CLINTON GROUP INC 3,799 221,000 0.01%
30 WHITTIER TRUST CO 3,896 227,000 0.01%
31 1834 INVESTMENT ADVISORS CO 4,100 238,000 0.01%
32 Oxbow Advisors, LLC 4,125 240,000 0.01%
33 HL FINANCIAL SERVICES LLC 4,550 265,000 0.01%
34 PRUDENTIAL FINANCIAL INC 4,800 279,000 0.01%
35 BLAIR WILLIAM & CO/IL 4,815 280,000 0.01%
36 DAVENPORT & Co LLC 4,822 280,448 0.01%
37 WESTPORT RESOURCES MANAGEMENT INC 4,900 285,000 0.02%
38 American Money Management, LLC 4,918 286,000 0.02%
39 Belmont Global Advisors, Inc. 5,000 291,000 0.02%
40 KING INVESTMENT ADVISORS INC/TX 5,510 320,000 0.02%
41 Brown Advisory Securities, LLC 5,700 332,000 0.02%
42 HOLLENCREST CAPITAL MANAGEMENT 5,835 339,000 0.02%
43 USCA RIA LLC 6,497 378,000 0.02%
44 Horizon Investments, LLC 6,600 384,000 0.02%
45 ALPINE WOODS CAPITAL INVESTORS, LLC 7,271 423,000 0.02%
46 SPIRIT OF AMERICA MANAGEMENT CORP/NY 7,300 425,000 0.02%
47 LOCUST WOOD CAPITAL ADVISERS, LLC 7,662 446,000 0.02%
48 Winslow, Evans & Crocker, Inc. 7,950 462,372 0.02%
49 THOMPSON DAVIS & CO., INC. 8,000 465,000 0.02%
50 BROWN ADVISORY INC 8,000 465,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.