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Oaktree Cap Grp Llc
Oaktree Cap Grp Llc. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 184 Institutional holders with a total value of $1,703,539,807.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CT Financial Advisors LLC 20 990 0.00%
2 Carroll Financial Associates, Inc. 27 1,000 0.00%
3 Advisory Services Network, LLC 15 1,000 0.00%
4 Chicago Partners Investment Group LLC 48 2,000 0.00%
5 THOMPSON DAVIS & CO., INC. 66 3,000 0.00%
6 Sunbelt Securities, Inc. 100 4,950 0.00%
7 Donald L. Hagan, LLC 100 5,000 0.00%
8 WESTPORT RESOURCES MANAGEMENT INC 100 5,000 0.00%
9 Tower Research Capital LLC (TRC) 100 5,000 0.00%
10 Sandy Spring Bank 140 7,000 0.00%
11 BNP PARIBAS FINANCIAL MARKETS 148 7,326 0.00%
12 Parallax Volatility Advisers, L.P. 210 10,000 0.00%
13 Pinnacle Summer Investments, Inc. 20,933 11,000 0.00%
14 Highlander Capital Management, LLC 300 14,000 0.00%
15 BENJAMIN F. EDWARDS & COMPANY, INC. 300 15,000 0.00%
16 PRELUDE CAPITAL MANAGEMENT, LLC 500 25,000 0.00%
17 BROWN BROTHERS HARRIMAN & CO 500 25,000 0.00%
18 Shamrock Asset Management LLC 570 28,000 0.00%
19 NEXT Financial Group, Inc 600 29,000 0.00%
20 GAM SYSTEMATIC LLP 722 36,000 0.00%
21 FIRST INTERSTATE BANK 780 39,000 0.00%
22 MSI Financial Services Inc 907 45,000 0.00%
23 BANK OF MONTREAL /CAN/ 910 45,000 0.00%
24 WFG Advisors, LP 1,027 51,000 0.00%
25 PNC FINANCIAL SERVICES GROUP, INC. 1,125 55,000 0.00%
26 CITIGROUP INC 1,173 58,000 0.00%
27 SOLARIS ASSET MANAGEMENT LLC 1,415 70,000 0.00%
28 Independent Portfolio Consultants, Inc. 1,680 83,000 0.00%
29 FRIESS ASSOCIATES LLC 2,245 111,000 0.01%
30 CITADEL ADVISORS LLC 2,312 114,000 0.01%
31 US BANCORP \DE\ 2,950 146,000 0.01%
32 LAZARD ASSET MANAGEMENT LLC 3,000 148,000 0.01%
33 FIRST NATIONAL BANK SIOUX FALLS 3,038 150,000 0.01%
34 PICTON MAHONEY ASSET MANAGEMENT 3,500 173,000 0.01% SH
35 Joel Isaacson & Co., LLC 3,500 173,000 0.01%
36 WHITTIER TRUST CO 3,510 174,000 0.01%
37 SIMPLEX TRADING, LLC 3,764 186,000 0.01%
38 D.A. DAVIDSON & CO. 3,943 195,000 0.01%
39 Parallax Volatility Advisers, L.P. 4,000 198,000 0.01% Call
40 PEAK6 Group LLC 4,000 198,000 0.01% Put
41 SYNOVUS FINANCIAL CORP 4,044 199,000 0.01%
42 PINNACLE ASSOCIATES LTD 4,050 200,000 0.01%
43 Winslow, Evans & Crocker, Inc. 4,150 205,426 0.01%
44 Calamos Advisors LLC 4,500 223,000 0.01%
45 Evanson Asset Management, LLC 4,644 230,000 0.01%
46 PEAK6 Group LLC 4,679 232,000 0.01%
47 ENVESTNET ASSET MANAGEMENT INC 4,677 232,000 0.01%
48 CIBC Asset Management Inc 4,695 232,000 0.01%
49 J.P. Morgan Private Wealth Advisors LLC 4,762 236,000 0.01%
50 SCHARF INVESTMENTS, LLC 4,880 242,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.