Dark
Light
System
Security
BARCLAYS PLC
BARCLAYS PLC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 257 Institutional holders with a total value of $1,125,415,021.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Ruggie Capital Group 7 0 0.00%
2 CREATIVE FINANCIAL DESIGNS INC /ADV 42 0 0.00%
3 Allworth Financial LP 109 1,000 0.00%
4 Bluefin Trading, LLC 42,400 1,000 0.00% Put
5 Live Your Vision, LLC 100 1,000 0.00%
6 Alexandria Capital, LLC 200 2,000 0.00%
7 WFG Advisors, LP 192 2,000 0.00%
8 GENEOS WEALTH MANAGEMENT INC. 200 2,000 0.00%
9 BESSEMER GROUP INC 310 3,000 0.00%
10 TORONTO DOMINION BANK 250 3,000 0.00%
11 Cornerstone Advisors, Inc. 295 3,000 0.00%
12 Whitnell & Co. 396 4,000 0.00%
13 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 394 4,000 0.00%
14 ADIRONDACK TRUST CO 375 4,000 0.00%
15 Edge Wealth Management LLC 330 4,000 0.00%
16 FEDERATED HERMES, INC. 443 5,000 0.00%
17 GLOBAL RETIREMENT PARTNERS, LLC 489 5,000 0.00%
18 SRS CAPITAL ADVISORS, INC. 471 5,000 0.00% SH
19 BNP PARIBAS FINANCIAL MARKETS 505 5,967 0.00% Put
20 DREMAN VALUE MANAGEMENT, L L C 520 6,000 0.00%
21 BRONFMAN E.L. ROTHSCHILD, L.P. 672 7,000 0.00%
22 Tower Research Capital LLC (TRC) 666 7,000 0.00%
23 CENTERSTAR FUND, LLC 32,700 9,000 0.00% Call PRN
24 Oakworth Capital, Inc. 853 9,000 0.00%
25 PARALLEL ADVISORS, LLC 878 10,000 0.00%
26 FIFTH THIRD BANCORP 904 10,000 0.00%
27 BNP PARIBAS FINANCIAL MARKETS 930 10,230 0.00%
28 Hexavest Inc. 958 11,000 0.00%
29 Hudock, Inc. 1,000 11,000 0.00%
30 Apriem Advisors 1,000 11,000 0.00%
31 CAPITAL GUARDIAN TRUST CO 1,135 12,000 0.00%
32 Winfield Associates, Inc. 1,090 12,000 0.00%
33 BELLWETHER INVESTMENT GROUP, LLC 1,081 12,000 0.00%
34 Winslow, Evans & Crocker, Inc. 1,108 12,188 0.00%
35 QUADRANT CAPITAL GROUP LLC 1,904 15,000 0.00%
36 NEXT Financial Group, Inc 1,411 16,000 0.00%
37 SCHRODER INVESTMENT MANAGEMENT GROUP 1,560 17,000 0.00%
38 ZIONS BANCORPORATION 1,565 17,000 0.00%
39 THOMPSON DAVIS & CO., INC. 1,650 18,000 0.00%
40 M&R CAPITAL MANAGEMENT INC 1,887 20,000 0.00%
41 LS Investment Advisors, LLC 1,915 21,000 0.00%
42 Perigon Wealth Management, LLC 1,830 21,000 0.00%
43 AUA CAPITAL MANAGEMENT, LLC 2,006 22,000 0.00%
44 ACROSPIRE INVESTMENT MANAGEMENT LLC 2,400 26,000 0.00%
45 GUGGENHEIM CAPITAL LLC 2,442 27,000 0.00%
46 Hanson & Doremus Investment Management 2,580 28,380 0.00%
47 INDEPENDENT ADVISOR ALLIANCE 2,650 29,654 0.00%
48 PROFICIO CAPITAL PARTNERS LLC 2,734 30,000 0.00%
49 EDMOND DE ROTHSCHILD HOLDING S.A. 2,700 30,000 0.00%
50 BNP PARIBAS FINANCIAL MARKETS 546 30,602 0.00% Call
Page 1 of 6

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.