| 1 |
MassMutual Private Wealth & Trust, FSB |
0 |
0 |
0.00% |
|
|
| 2 |
PRENTISS SMITH & CO INC |
1 |
0 |
0.00% |
|
|
| 3 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
50 |
1,000 |
0.00% |
|
|
| 4 |
Tarbox Family Office, Inc. |
61 |
1,000 |
0.00% |
|
|
| 5 |
CKW FINANCIAL GROUP |
60 |
2,000 |
0.00% |
|
|
| 6 |
WHITTIER TRUST CO |
82 |
2,000 |
0.00% |
|
|
| 7 |
Financial Management Professionals, Inc. |
63 |
2,000 |
0.00% |
|
|
| 8 |
LAZARD ASSET MANAGEMENT LLC |
96 |
2,000 |
0.00% |
|
|
| 9 |
DEUTSCHE BANK AG\ |
3,130 |
3,000 |
0.00% |
Put |
|
| 10 |
CENTRAL BANK & TRUST CO |
100 |
3,000 |
0.00% |
|
|
| 11 |
Horrell Capital Management, Inc. |
100 |
3,000 |
0.00% |
|
|
| 12 |
REILLY FINANCIAL ADVISORS, LLC |
100 |
3,000 |
0.00% |
|
|
| 13 |
PRIVATE TRUST CO NA |
115 |
3,000 |
0.00% |
|
|
| 14 |
First Horizon Advisors, Inc. |
119 |
3,000 |
0.00% |
|
|
| 15 |
QCI ASSET MANAGEMENT INC/NY |
170 |
4,000 |
0.00% |
|
|
| 16 |
TCI Wealth Advisors, Inc. |
143 |
4,000 |
0.00% |
|
|
| 17 |
DEUTSCHE BANK AG\ |
10,816 |
4,000 |
0.00% |
Call |
|
| 18 |
AlphaMark Advisors, LLC |
200 |
5,000 |
0.00% |
|
SH |
| 19 |
ARROW FINANCIAL CORP |
195 |
5,000 |
0.00% |
|
|
| 20 |
Brandywine Global Investment Management, LLC |
180 |
5,000 |
0.00% |
|
|
| 21 |
ENVESTNET ASSET MANAGEMENT INC |
188 |
5,000 |
0.00% |
|
|
| 22 |
Focused Wealth Management, Inc |
200 |
5,000 |
0.00% |
|
|
| 23 |
Winslow, Evans & Crocker, Inc. |
202 |
5,335 |
0.00% |
|
|
| 24 |
BOSTON PRIVATE BANK & TRUST CO |
240 |
6,000 |
0.00% |
|
|
| 25 |
Evercore Wealth Management, LLC |
418 |
11,000 |
0.00% |
|
|
| 26 |
MYCIO WEALTH PARTNERS, LLC |
401 |
11,000 |
0.00% |
|
|
| 27 |
ENTERPRISE FINANCIAL SERVICES CORP |
412 |
11,000 |
0.00% |
|
|
| 28 |
D.A. DAVIDSON & CO. |
457 |
12,000 |
0.00% |
|
|
| 29 |
FARMERS & MERCHANTS INVESTMENTS INC |
466 |
12,000 |
0.00% |
|
|
| 30 |
Johnson Financial Group, Inc. |
475 |
13,000 |
0.00% |
|
|
| 31 |
Pomelo Capital LLC |
154,100 |
14,000 |
0.00% |
Put |
|
| 32 |
Compagnie Lombard Odier SCmA |
579 |
15,000 |
0.00% |
|
|
| 33 |
MU Investments Co., Ltd. |
600 |
16,000 |
0.00% |
|
|
| 34 |
Smithfield Trust Co |
680 |
18,000 |
0.00% |
|
|
| 35 |
WHITTIER TRUST CO OF NEVADA INC |
730 |
19,000 |
0.00% |
|
|
| 36 |
Mizuho Asset Management Co.,Ltd. |
778 |
21,000 |
0.00% |
|
|
| 37 |
SHAPIRO ROBERT N |
850 |
22,000 |
0.00% |
|
|
| 38 |
MCF Advisors LLC |
900 |
24,000 |
0.00% |
|
|
| 39 |
CITY HOLDING CO |
1,000 |
26,000 |
0.00% |
|
|
| 40 |
WFG Advisors, LP |
1,017 |
27,000 |
0.00% |
|
|
| 41 |
SYNOVUS FINANCIAL CORP |
1,100 |
29,000 |
0.00% |
|
|
| 42 |
BNP PARIBAS FINANCIAL MARKETS |
190 |
30,590 |
0.00% |
Call |
|
| 43 |
PALLADIUM PARTNERS LLC |
1,175 |
31,000 |
0.00% |
|
|
| 44 |
BNP PARIBAS FINANCIAL MARKETS |
190 |
32,300 |
0.00% |
Put |
|
| 45 |
Shinko Asset Management Co., Ltd. |
1,300 |
34,000 |
0.00% |
|
|
| 46 |
M&T BANK CORP |
1,329 |
35,000 |
0.00% |
|
|
| 47 |
WASHINGTON TRUST BANK |
1,471 |
39,000 |
0.00% |
|
|
| 48 |
HIGH POINT BANK & TRUST CO |
1,500 |
40,000 |
0.00% |
|
|
| 49 |
WEALTHFRONT CORP |
1,510 |
40,000 |
0.00% |
|
|
| 50 |
Advisors Asset Management, Inc. |
1,500 |
40,000 |
0.00% |
|
|
