| # | % | |||||
|---|---|---|---|---|---|---|
| 401 | STANCORP INVESTMENT ADVISERS INC | 100 | 5,000 | 0.00% | ||
| 402 | BENJAMIN F. EDWARDS & COMPANY, INC. | 100 | 5,000 | 0.00% | ||
| 403 | MARINER WEALTH ADVISORS-NYC, LLC | 116 | 5,000 | 0.00% | ||
| 404 | First Horizon Advisors, Inc. | 100 | 5,000 | 0.00% | ||
| 405 | MassMutual Private Wealth & Trust, FSB | 101 | 4,693 | 0.00% | ||
| 406 | Cable Hill Partners, LLC | 80 | 4,000 | 0.00% | ||
| 407 | Cornerstone Advisors, Inc. | 94 | 4,000 | 0.00% | ||
| 408 | Horrell Capital Management, Inc. | 83 | 4,000 | 0.00% | ||
| 409 | D'Orazio & Associates, Inc. | 86 | 4,000 | 0.00% | ||
| 410 | First Personal Financial Services | 58 | 3,000 | 0.00% | ||
| 411 | Carroll Financial Associates, Inc. | 72 | 3,000 | 0.00% | ||
| 412 | ARROW FINANCIAL CORP | 26 | 1,000 | 0.00% | ||
| 413 | Intersect Capital LLC | 29 | 0 | 0.00% | ||
| 414 | INSIGHT 2811, INC. | 1 | 0 | 0.00% | Put | |
| 415 | COLONY GROUP LLC | 10 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
