| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Creative Planning | 1,000 | 0 | 0.00% | Call | |
| 2 | NEXT Financial Group, Inc | 20 | 1,000 | 0.00% | ||
| 3 | ENTERPRISE FINANCIAL SERVICES CORP | 20 | 1,000 | 0.00% | ||
| 4 | ENVESTNET ASSET MANAGEMENT INC | 87 | 6,000 | 0.00% | ||
| 5 | NATIONAL PLANNING CORP | 100 | 8,290 | 0.00% | ||
| 6 | GLENMEDE TRUST CO NA | 175 | 11,000 | 0.00% | ||
| 7 | CITIGROUP INC | 200 | 14,000 | 0.00% | Put | |
| 8 | MSI Financial Services Inc | 200 | 14,000 | 0.00% | ||
| 9 | Tower Research Capital LLC (TRC) | 208 | 15,000 | 0.00% | ||
| 10 | BARCLAYS PLC | 208 | 15,000 | 0.00% | ||
| 11 | PNC FINANCIAL SERVICES GROUP, INC. | 250 | 18,000 | 0.00% | ||
| 12 | First Horizon Advisors, Inc. | 364 | 25,000 | 0.00% | ||
| 13 | HAP Trading, LLC | 15,600 | 25,000 | 0.00% | Call | |
| 14 | OFI Advisors LLC | 384 | 27,000 | 0.00% | ||
| 15 | FineMark National Bank & Trust | 464 | 33,000 | 0.00% | ||
| 16 | SEI INVESTMENTS CO | 688 | 48,000 | 0.00% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 732 | 52,000 | 0.00% | ||
| 18 | UBS Group AG | 1,100 | 77,000 | 0.01% | Call | |
| 19 | CREDIT AGRICOLE S A | 1,000 | 83,000 | 0.01% | ||
| 20 | WESTPAC BANKING CORP | 1,200 | 84,492 | 0.01% | ||
| 21 | US BANCORP \DE\ | 1,301 | 92,000 | 0.01% | ||
| 22 | CITIGROUP INC | 1,458 | 103,000 | 0.01% | ||
| 23 | B. Riley Wealth Advisors, Inc. | 1,783 | 126,000 | 0.01% | ||
| 24 | Walleye Trading LLC | 2,143 | 151,000 | 0.01% | ||
| 25 | Parallax Volatility Advisers, L.P. | 2,300 | 161,000 | 0.01% | Call | |
| 26 | Allianz Asset Management GmbH | 2,306 | 162,000 | 0.01% | ||
| 27 | Ninety One UK Ltd | 2,454 | 173,000 | 0.01% | ||
| 28 | U S GLOBAL INVESTORS INC | 2,700 | 190,000 | 0.01% | ||
| 29 | O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 2,788 | 196,000 | 0.01% | ||
| 30 | Jump Trading, LLC | 2,811 | 198,000 | 0.01% | ||
| 31 | PROFUND ADVISORS LLC | 2,862 | 202,000 | 0.01% | ||
| 32 | Geneva Advisors, LLC | 2,870 | 202,000 | 0.01% | ||
| 33 | FolioMetrix LLC | 2,800 | 202,000 | 0.01% | ||
| 34 | RS INVESTMENT MANAGEMENT CO LLC | 3,038 | 214,000 | 0.01% | ||
| 35 | QCM Cayman, Ltd. | 3,167 | 223,000 | 0.01% | ||
| 36 | Parallax Volatility Advisers, L.P. | 3,400 | 238,000 | 0.02% | Put | |
| 37 | Parallax Volatility Advisers, L.P. | 3,585 | 252,000 | 0.02% | ||
| 38 | Walleye Trading LLC | 3,600 | 252,000 | 0.02% | Put | |
| 39 | Jump Trading, LLC | 3,600 | 253,000 | 0.02% | Put | |
| 40 | Jump Trading, LLC | 3,900 | 275,000 | 0.02% | Call | |
| 41 | RUSSELL FRANK CO/ | 4,100 | 291,000 | 0.02% | ||
| 42 | CAPITAL FUND MANAGEMENT S.A. | 4,200 | 296,000 | 0.02% | Call | |
| 43 | Placemark Investments, Inc. | 4,327 | 305,000 | 0.02% | ||
| 44 | Trexquant Investment LP | 4,400 | 309,000 | 0.02% | ||
| 45 | PEAK6 Group LLC | 4,400 | 310,000 | 0.02% | Put | |
| 46 | WRIGHT INVESTORS SERVICE INC | 4,427 | 312,000 | 0.02% | ||
| 47 | BARCLAYS PLC | 4,500 | 315,000 | 0.02% | Put | |
| 48 | GEODE CAPITAL MANAGEMENT, LLC | 4,754 | 334,000 | 0.02% | ||
| 49 | DEUTSCHE BANK AG\ | 4,827 | 339,000 | 0.02% | ||
| 50 | Passport Capital, LLC | 5,522 | 389,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
