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BLACKROCK CAP INVT CORP
BLACKROCK CAP INVT CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 132 Institutional holders with a total value of $195,267,777.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 CREDIT SUISSE AG/ 121,138 1,111,000 0.57%
102 BANK OF AMERICA CORP /DE/ 126,823 1,163,000 0.60%
103 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 134,640 1,235,000 0.63%
104 VAN ECK ASSOCIATES CORP 139,857 1,282,000 0.66%
105 GUGGENHEIM CAPITAL LLC 140,752 1,291,000 0.66%
106 Sterling Capital Management LLC 163,063 1,496,000 0.77%
107 VANGUARD GROUP INC 181,373 1,663,000 0.85%
108 WILMINGTON TRUST CO 185,634 1,702,000 0.87%
109 Alpha Cubed Investments, LLC 223,929 2,054,000 1.05%
110 BlackRock Investment Management, LLC 250,813 2,300,000 1.18%
111 Invesco Ltd. 276,813 2,538,000 1.30%
112 GOLDMAN SACHS GROUP INC 284,389 2,608,000 1.34%
113 Bank of New York Mellon Corp 302,775 2,778,000 1.42%
114 TWO SIGMA INVESTMENTS, LP 315,496 2,893,000 1.48%
115 CONFLUENCE INVESTMENT MANAGEMENT LLC 334,119 3,064,000 1.57%
116 TIAA CREF INVESTMENT MANAGEMENT LLC 338,297 3,102,000 1.59%
117 AMERICAN INTERNATIONAL GROUP, INC. 352,557 3,232,944 1.66%
118 TWO SIGMA ADVISERS, LP 353,791 3,243,000 1.66%
119 Neuberger Berman Group LLC 397,533 3,645,000 1.87%
120 NEW ENGLAND ASSET MANAGEMENT INC 407,000 3,732,000 1.91%
121 BlackRock Group LTD 424,481 3,893,000 1.99%
122 Yorktown Management & Research Co Inc 440,000 4,035,000 2.07%
123 AQR CAPITAL MANAGEMENT LLC 468,700 4,298,000 2.20%
124 MORGAN STANLEY 483,576 4,435,000 2.27%
125 BlackRock Institutional Trust Company, N.A. 884,592 8,112,000 4.15%
126 LSV ASSET MANAGEMENT 1,250,218 11,464,000 5.87%
127 Advisors Asset Management, Inc. 1,289,847 11,828,000 6.06%
128 NORTHERN TRUST CORP 1,351,589 12,394,000 6.35%
129 STATE STREET CORP 1,378,364 12,639,000 6.47%
130 BLACKROCK ADVISORS LLC 1,464,032 13,425,000 6.88%
131 UBS AG 1,532,416 14,052,000 7.20%
132 BlackRock Fund Advisors 1,844,136 16,911,000 8.66%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.