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BLACKROCK CAP INVT CORP
BLACKROCK CAP INVT CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 101 Institutional holders with a total value of $167,575,584.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MassMutual Private Wealth & Trust, FSB 100 911 0.00%
2 NEXT Financial Group, Inc 200 1,000 0.00%
3 ROBLE, BELKO & COMPANY, INC 300 3,000 0.00%
4 SIMPLEX TRADING, LLC 579 5,000 0.00%
5 Cowen Prime Services LLC 521 5,000 0.00%
6 MSI Financial Services Inc 762 7,000 0.00%
7 Barrett Asset Management, LLC 1,000 9,000 0.01%
8 US FINANCIAL ADVISORS, LLC 1,081 10,000 0.01%
9 Transamerica Financial Advisors, LLC 1,200 11,000 0.01%
10 ROYAL BANK OF CANADA 1,667 15,000 0.01%
11 B. Riley Wealth Management, Inc. 2,000 18,000 0.01%
12 DUBUQUE BANK & TRUST CO 2,157 20,000 0.01%
13 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,254 21,000 0.01%
14 Pinnacle Summer Investments, Inc. 3,032 28,000 0.02%
15 SIT INVESTMENT ASSOCIATES INC 3,175 29,000 0.02%
16 WFG Advisors, LP 4,500 41,000 0.02%
17 PineBridge Investments, L.P. 6,035 55,000 0.03%
18 US BANCORP \DE\ 7,015 64,000 0.04%
19 Tower Research Capital LLC (TRC) 7,568 69,000 0.04%
20 HUNTINGTON NATIONAL BANK 7,800 71,000 0.04%
21 Cetera Advisor Networks LLC 10,235 94,000 0.06%
22 QS Investors, LLC 10,700 98,000 0.06%
23 JPMORGAN CHASE & CO 10,706 98,000 0.06%
24 Investors Capital Advisory Services 11,699 106,000 0.06%
25 Private Advisor Group, LLC 11,958 109,000 0.07%
26 NORTHERN TRUST CORP 12,779 117,000 0.07%
27 BUCKHEAD CAPITAL MANAGEMENT LLC 13,100 120,000 0.07%
28 CITADEL ADVISORS LLC 13,994 128,000 0.08%
29 EAGLE GLOBAL ADVISORS LLC 16,100 147,000 0.09%
30 DEUTSCHE BANK AG\ 16,989 154,000 0.09%
31 LPL Financial LLC 16,598 154,000 0.09%
32 TFS CAPITAL LLC 17,520 160,000 0.10%
33 First Heartland Consultants, Inc. 19,520 178,000 0.11%
34 NATIONAL PLANNING CORP 20,500 194,000 0.12%
35 D. E. Shaw & Co., Inc. 21,703 198,000 0.12%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,948 228,000 0.14%
37 AR ASSET MANAGEMENT INC 25,000 229,000 0.14%
38 Aperio Group, LLC 32,877 300,000 0.18%
39 BRIDGEWAY CAPITAL MANAGEMENT, LLC 35,000 320,000 0.19%
40 SHUFRO ROSE & CO LLC 35,100 320,000 0.19%
41 Virtu KCG Holdings LLC 35,668 326,000 0.19%
42 Bank of New York Mellon Corp 40,733 372,000 0.22%
43 J.P. Turner & Co Capital Mnagement, LLC 41,456 381,000 0.23%
44 CIBC WORLD MARKET INC. 44,900 410,000 0.24%
45 PEAK6 Group LLC 45,600 417,000 0.25% Call
46 Cambridge Investment Research Advisors, Inc. 50,561 462,000 0.28%
47 CITIGROUP INC 52,423 479,000 0.29%
48 PRELUDE CAPITAL MANAGEMENT, LLC 52,674 481,000 0.29%
49 AJO, LP 55,828 510,000 0.30%
50 Freedom Investment Management, Inc. 57,925 529,000 0.32%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.