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BLACKROCK CAPITAL INVESTMENT CORP.
BLACKROCK CAPITAL INVESTMENT CORP.. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 124 Institutional holders with a total value of $169,868,217.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MassMutual Private Wealth & Trust, FSB 102 959 0.00%
2 Carroll Financial Associates, Inc. 400 3,000 0.00%
3 NEXT Financial Group, Inc 617 5,000 0.00%
4 Advisory Services Network, LLC 780 7,000 0.00%
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 765 7,000 0.00%
6 PENSERRA CAPITAL MANAGEMENT LLC 858 8,000 0.00%
7 Barrett Asset Management, LLC 1,000 9,000 0.01%
8 THOMPSON DAVIS & CO., INC. 1,000 9,000 0.01%
9 US FINANCIAL ADVISORS, LLC 1,081 10,000 0.01%
10 ROYAL BANK OF CANADA 1,221 11,000 0.01%
11 Transamerica Financial Advisors, LLC 1,200 12,000 0.01%
12 FIFTH THIRD BANCORP 1,509 14,000 0.01%
13 KRILOGY FINANCIAL LLC 1,500 14,000 0.01%
14 CUTLER GROUP LLC / CA 1,701 15,000 0.01%
15 Global X Management CO LLC 2,026 19,000 0.01%
16 DUBUQUE BANK & TRUST CO 2,157 20,000 0.01%
17 Walleye Trading LLC 2,200 21,000 0.01%
18 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,254 21,000 0.01%
19 MSI Financial Services Inc 3,221 30,000 0.02%
20 SIT INVESTMENT ASSOCIATES INC 4,350 41,000 0.02%
21 WFG Advisors, LP 5,800 55,000 0.03%
22 Tower Research Capital LLC (TRC) 5,812 55,000 0.03%
23 US BANCORP \DE\ 7,275 68,000 0.04%
24 HUNTINGTON NATIONAL BANK 7,800 74,000 0.04%
25 JPMORGAN CHASE & CO 9,037 85,000 0.05%
26 Investors Capital Advisory Services 10,799 101,000 0.06%
27 QS Investors, LLC 10,700 101,000 0.06%
28 PEAK6 Group LLC 11,000 103,000 0.06% Call
29 CITADEL ADVISORS LLC 11,747 110,000 0.06%
30 PORTLAND INVESTMENT COUNSEL INC. 12,000 113,000 0.07% SH
31 Private Advisor Group, LLC 12,371 116,000 0.07%
32 Airain ltd 13,658 128,000 0.08%
33 NORTHERN TRUST CORP 13,880 130,000 0.08%
34 CREDIT SUISSE AG/ 14,342 134,000 0.08%
35 A.R.T. Advisors, LLC 14,493 136,000 0.08%
36 Princeton Alpha Management LP 18,015 169,000 0.10%
37 Cetera Advisors LLC 19,150 180,000 0.11%
38 Kovack Advisors, Inc. 19,307 181,000 0.11%
39 ZACKS INVESTMENT MANAGEMENT 19,308 181,000 0.11%
40 First Heartland Consultants, Inc. 19,520 183,000 0.11%
41 SHEAFF BROCK INVESTMENT ADVISORS, LLC 23,016 216,000 0.13%
42 PineBridge Investments, L.P. 24,463 230,000 0.14%
43 AR ASSET MANAGEMENT INC 25,000 235,000 0.14%
44 LADENBURG THALMANN FINANCIAL SERVICES INC. 25,957 244,000 0.14%
45 BROWN ADVISORY INC 26,343 248,000 0.15%
46 Radcliffe Capital Management, L.P. 27,700 260,000 0.15%
47 AMERIPRISE FINANCIAL INC 29,130 274,000 0.16%
48 EAGLE GLOBAL ADVISORS LLC 29,270 275,000 0.16%
49 OPPENHEIMER & CO INC 30,000 282,000 0.17%
50 PEAK6 Group LLC 30,700 289,000 0.17% Put
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.