| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITIGROUP INC | 7,000 | 8,000 | 0.00% | PRN | |
| 2 | M&T BANK CORP | 13,000 | 15,000 | 0.01% | PRN | |
| 3 | GOLDMAN SACHS GROUP INC | 15,000 | 18,000 | 0.01% | PRN | |
| 4 | MIZUHO SECURITIES USA LLC | 250,000 | 297,000 | 0.16% | ||
| 5 | DEUTSCHE BANK AG\ | 280,000 | 332,000 | 0.18% | PRN | |
| 6 | ACUITY INVESTMENT MANAGEMENT INC | 459,000 | 546,000 | 0.30% | PRN | |
| 7 | SHENKMAN CAPITAL MANAGEMENT INC | 467,000 | 557,000 | 0.31% | PRN | |
| 8 | AGF INVESTMENTS INC. | 756,000 | 903,000 | 0.50% | PRN | |
| 9 | MORGAN STANLEY | 1,009,000 | 1,198,000 | 0.66% | PRN | |
| 10 | Bank of New York Mellon Corp | 1,308,000 | 1,556,000 | 0.85% | ||
| 11 | WELLINGTON MANAGEMENT GROUP LLP | 1,410,000 | 1,673,000 | 0.92% | PRN | |
| 12 | Sage Capital Management, LLC | 1,450,000 | 1,721,000 | 0.94% | PRN | |
| 13 | SSI INVESTMENT MANAGEMENT LLC | 2,361,000 | 2,800,000 | 1.54% | PRN | |
| 14 | GRACE BROTHERS MANAGEMENT LLC | 2,750,000 | 3,266,000 | 1.79% | PRN | |
| 15 | KORNITZER CAPITAL MANAGEMENT INC /KS | 3,000,000 | 3,559,000 | 1.95% | PRN | |
| 16 | LAZARD ASSET MANAGEMENT LLC | 3,959,000 | 4,696,000 | 2.58% | PRN | |
| 17 | Mohican Financial Management, LLC | 4,500,000 | 5,338,000 | 2.93% | ||
| 18 | Calamos Advisors LLC | 5,000,000 | 5,942,000 | 3.26% | PRN | |
| 19 | Polar Capital LLP | 5,166,000 | 6,143,000 | 3.37% | ||
| 20 | PUTNAM INVESTMENTS LLC | 5,185,000 | 6,150,000 | 3.38% | ||
| 21 | Penn Capital Management Company, LLC | 6,719,000 | 7,970,000 | 4.38% | PRN | |
| 22 | ROYAL BANK OF CANADA | 6,945,000 | 8,422,000 | 4.62% | PRN | |
| 23 | CITADEL ADVISORS LLC | 8,500,000 | 10,108,000 | 5.55% | PRN | |
| 24 | WOLVERINE ASSET MANAGEMENT LLC | 9,505,000 | 11,300,000 | 6.20% | PRN | |
| 25 | GUARDIAN LIFE INSURANCE CO OF AMERICA | 9,600,000 | 11,388,000 | 6.25% | PRN | |
| 26 | JPMORGAN CHASE & CO | 14,881,000 | 17,652,000 | 9.69% | PRN | |
| 27 | D. E. Shaw & Co., Inc. | 24,850,000 | 29,545,000 | 16.22% | PRN | |
| 28 | ZAZOVE ASSOCIATES LLC | 32,860,000 | 39,021,000 | 21.43% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
