| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BARCLAYS PLC | 21 | 1,000 | 0.00% | ||
| 2 | Tradewinds Capital Management, LLC | 35 | 2,000 | 0.00% | ||
| 3 | ASSETMARK, INC | 67 | 3,000 | 0.00% | ||
| 4 | GROUP ONE TRADING LLC | 77 | 4,000 | 0.00% | ||
| 5 | DEUTSCHE BANK AG\ | 189 | 9,000 | 0.00% | Call | |
| 6 | AMERICAN INTERNATIONAL GROUP, INC. | 200 | 9,816 | 0.00% | ||
| 7 | Tower Research Capital LLC (TRC) | 195 | 10,000 | 0.00% | ||
| 8 | MARK SHEPTOFF FINANCIAL PLANNING, LLC | 300 | 15,000 | 0.00% | ||
| 9 | MSI Financial Services Inc | 300 | 15,000 | 0.00% | ||
| 10 | OFI Advisors LLC | 545 | 27,000 | 0.00% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 587 | 29,000 | 0.00% | ||
| 12 | Quantbot Technologies LP | 1,100 | 53,000 | 0.01% | ||
| 13 | US BANCORP \DE\ | 1,257 | 62,000 | 0.01% | ||
| 14 | UBS AG | 1,400 | 69,000 | 0.01% | Call | |
| 15 | GOLDMAN SACHS GROUP INC | 1,943 | 95,000 | 0.01% | ||
| 16 | BlackRock Institutional Trust Company, N.A. | 2,307 | 113,000 | 0.01% | ||
| 17 | ROYCE & ASSOCIATES LP | 2,700 | 133,000 | 0.01% | ||
| 18 | KINGS POINT CAPITAL MANAGEMENT | 3,000 | 147,000 | 0.01% | ||
| 19 | Cubist Systematic Strategies, LLC | 3,091 | 152,000 | 0.02% | ||
| 20 | SG Americas Securities, LLC | 3,260 | 160,000 | 0.02% | ||
| 21 | B. Riley Wealth Management, Inc. | 3,611 | 177,000 | 0.02% | ||
| 22 | PNC FINANCIAL SERVICES GROUP, INC. | 4,400 | 216,000 | 0.02% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 5,150 | 253,000 | 0.03% | ||
| 24 | MILLENNIUM MANAGEMENT LLC | 5,200 | 255,000 | 0.03% | Call | |
| 25 | RENAISSANCE GROUP LLC | 5,569 | 273,000 | 0.03% | ||
| 26 | UBS AG | 6,000 | 294,000 | 0.03% | Put | |
| 27 | GEODE CAPITAL MANAGEMENT, LLC | 6,055 | 297,000 | 0.03% | ||
| 28 | RIVERHEAD CAPITAL MANAGEMENT LLC | 6,200 | 304,000 | 0.03% | ||
| 29 | BLUESTEIN R H & CO LLC | 6,500 | 319,000 | 0.03% | ||
| 30 | Harbour Capital Advisors, LLC | 6,625 | 325,000 | 0.03% | ||
| 31 | CITIGROUP INC | 6,745 | 330,000 | 0.03% | ||
| 32 | PANAGORA ASSET MANAGEMENT INC | 6,946 | 341,000 | 0.03% | ||
| 33 | Point Windward Advisors Inc. | 6,975 | 342,000 | 0.03% | ||
| 34 | GENESEE VALLEY TRUST CO | 7,460 | 366,000 | 0.04% | ||
| 35 | PEAK6 Group LLC | 7,500 | 368,000 | 0.04% | Call | |
| 36 | VAN ECK ASSOCIATES CORP | 7,980 | 392,000 | 0.04% | ||
| 37 | MENTA CAPITAL LLC | 8,077 | 396,000 | 0.04% | ||
| 38 | Walleye Trading LLC | 8,200 | 403,000 | 0.04% | Call | |
| 39 | MILLENNIUM MANAGEMENT LLC | 8,800 | 432,000 | 0.04% | Put | |
| 40 | ROYAL BANK OF CANADA | 8,897 | 436,000 | 0.04% | ||
| 41 | STATE STREET CORP | 9,402 | 462,000 | 0.05% | ||
| 42 | ELLINGTON MANAGEMENT GROUP LLC | 9,600 | 471,000 | 0.05% | ||
| 43 | INTEGRAL DERIVATIVES, LLC | 10,000 | 491,000 | 0.05% | Call | |
| 44 | Somerset Trust Co | 10,589 | 520,000 | 0.05% | ||
| 45 | STIFEL FINANCIAL CORP | 10,613 | 521,000 | 0.05% | ||
| 46 | UBS AG | 11,141 | 546,000 | 0.06% | ||
| 47 | FIRST MERCANTILE TRUST CO | 11,173 | 549,000 | 0.06% | ||
| 48 | Invesco Ltd. | 11,268 | 553,000 | 0.06% | ||
| 49 | FIRST NATIONAL BANK OF OMAHA | 12,914 | 634,000 | 0.06% | ||
| 50 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 13,984 | 686,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
