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CANADIAN SOLAR INC
CANADIAN SOLAR INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 139 Institutional holders with a total value of $508,267,963.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 SHELTON CAPITAL MANAGEMENT 97,000 1,544,000 0.30%
52 SG Americas Securities, LLC 95,894 1,527,000 0.30%
53 VAN ECK ASSOCIATES CORP 84,436 1,344,000 0.26%
54 DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN 80,000 1,274,000 0.25%
55 PRELUDE CAPITAL MANAGEMENT, LLC 75,456 1,201,000 0.24%
56 CRAWFORD LAKE CAPITAL MANAGEMENT, LLC 70,000 1,114,000 0.22% Call
57 D. E. Shaw & Co., Inc. 68,100 1,084,000 0.21% Put
58 TWO SIGMA INVESTMENTS, LP 62,500 995,000 0.20% Put
59 FIRST TRUST ADVISORS LP 60,070 956,000 0.19%
60 SPOT TRADING LLC /BD 57,100 909,000 0.18% Put
61 SIMPLEX TRADING, LLC 56,390 897,000 0.18%
62 CITIGROUP INC 50,501 804,000 0.16%
63 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 49,323 786,000 0.15%
64 GEODE CAPITAL MANAGEMENT, LLC 48,274 768,000 0.15%
65 QUADRATURE CAPITAL LTD 45,486 724,000 0.14%
66 Cetera Advisor Networks LLC 44,600 713,000 0.14%
67 BNP PARIBAS FINANCIAL MARKETS 44,307 705,367 0.14%
68 TRADITION CAPITAL MANAGEMENT LLC 41,655 663,000 0.13%
69 TWO SIGMA INVESTMENTS, LP 38,000 605,000 0.12% Call
70 Trellus Management Company, LLC 37,600 599,000 0.12%
71 Global X Management CO LLC 37,481 597,000 0.12%
72 SPOT TRADING LLC /BD 37,000 589,000 0.12% Call
73 PARAMETRIC PORTFOLIO ASSOCIATES LLC 34,208 545,000 0.11%
74 JANE STREET GROUP, LLC 34,100 543,000 0.11% Call
75 RAYMOND JAMES & ASSOCIATES 33,520 534,000 0.11%
76 GFS Advisors, LLC 31,440 501,000 0.10%
77 CREDIT AGRICOLE S A 30,700 489,000 0.10%
78 NORTHERN TRUST CORP 30,588 487,000 0.10%
79 HAP Trading, LLC 246,800 478,000 0.09% Put
80 FOX RUN MANAGEMENT, L.L.C. 29,900 476,000 0.09%
81 Virtu KCG Holdings LLC 29,622 472,000 0.09%
82 Tower Research Capital LLC (TRC) 29,057 463,000 0.09%
83 TWO SIGMA INVESTMENTS, LP 25,814 411,000 0.08%
84 TWO SIGMA ADVISERS, LP 25,600 408,000 0.08%
85 Guinness Atkinson Asset Management Inc 24,100 384,000 0.08%
86 JANE STREET GROUP, LLC 23,560 375,000 0.07%
87 Quantbot Technologies LP 23,290 370,000 0.07%
88 CoreCommodity Management, LLC 23,020 366,000 0.07%
89 STATE STREET CORP 21,698 345,000 0.07%
90 WOLVERINE TRADING LP /BD 20,214 323,000 0.06%
91 Dynamic Technology Lab Private Ltd 20,292 323,000 0.06%
92 Guinness Asset Management LTD 20,100 320,000 0.06%
93 COLUMBUS CIRCLE INVESTORS 19,959 318,000 0.06%
94 Raymond James Financial Services Advisors, Inc. 16,111 256,000 0.05%
95 Grantham, Mayo, Van Otterloo & Co. LLC 15,963 254,000 0.05%
96 American National Registered Investment Advisor, Inc. 14,735 235,000 0.05%
97 MOODY NATIONAL BANK TRUST DIVISION 14,510 231,000 0.05%
98 IFP ADVISORS, INC 14,250 227,000 0.04%
99 OPPENHEIMER & CO INC 13,690 218,000 0.04%
100 AMERICAN NATIONAL INSURANCE CO 13,325 212,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.