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CARNIVAL CORP
CARNIVAL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 474 Institutional holders with a total value of $18,204,071,030.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TOCQUEVILLE ASSET MANAGEMENT L.P. 2 0 0.00%
2 DEUTSCHE BANK AG\ 302 0 0.00% Call
3 Li Winifred I 19 1,000 0.00%
4 ENTERPRISE FINANCIAL SERVICES CORP 39 1,000 0.00%
5 KANALY TRUST CO 36 1,000 0.00%
6 Cornerstone Advisors, Inc. 52 2,000 0.00%
7 Antonetti Capital Management LLC 40 2,000 0.00%
8 TCI Wealth Advisors, Inc. 77 3,000 0.00%
9 WealthTrust-Arizona, LLC 77 3,000 0.00%
10 Kavar Capital Partners, LLC 100 3,000 0.00%
11 WOLVERINE ASSET MANAGEMENT LLC 62 4,000 0.00% Call
12 Sandy Spring Bank 100 4,000 0.00%
13 Orion Porfolio Solutions, LLC 100 4,000 0.00%
14 TOMPKINS FINANCIAL CORP 100 4,000 0.00%
15 Gary Goldberg Planning Services Inc 100 4,000 0.00%
16 Hartford Financial Management Inc. 114 4,000 0.00%
17 Torch Wealth Management LLC 100 4,000 0.00%
18 Tortoise Investment Management, LLC 100 4,000 0.00%
19 THOMPSON SIEGEL & WALMSLEY LLC 100 4,000 0.00%
20 Alexandria Capital, LLC 100 4,000 0.00%
21 Hudock, Inc. 96 4,000 0.00%
22 1832 Asset Management L.P. 100 4,000 0.00%
23 MYCIO WEALTH PARTNERS, LLC 100 4,000 0.00%
24 Regal Investment Advisors LLC 100 4,000 0.00%
25 Carroll Financial Associates, Inc. 100 4,000 0.00%
26 Lehman Financial Resources, Inc. 100 4,000 0.00%
27 Avior Wealth Management, LLC 100 4,000 0.00%
28 Efficient Market Advisors, LLC 100 4,000 0.00%
29 WHITTIER TRUST CO 145 5,000 0.00%
30 CENTRAL BANK & TRUST CO 150 6,000 0.00%
31 Archford Capital Strategies, LLC 200 7,572 0.00%
32 BESSEMER GROUP INC 200 8,000 0.00%
33 Community Financial Services Group, LLC 200 8,000 0.00%
34 CARDEROCK CAPITAL MANAGEMENT INC 200 8,000 0.00%
35 PEAK6 Group LLC 200 8,000 0.00% Call
36 TD Capital Management LLC 211 8,000 0.00%
37 Axel Capital Management, LLC 200 8,000 0.00%
38 SIGNATUREFD, LLC 234 9,000 0.00%
39 WEALTHFRONT CORP 256 10,000 0.00%
40 Evercore Wealth Management, LLC 300 11,000 0.00%
41 JCIC Asset Management Inc. 345 13,000 0.00%
42 Tarbox Family Office, Inc. 379 14,000 0.00%
43 ETRADE Capital Management LLC 369 14,000 0.00%
44 BENJAMIN F. EDWARDS & COMPANY, INC. 400 15,000 0.00%
45 Waverly Advisors, LLC 424 16,000 0.00%
46 COLONY GROUP LLC 448 17,000 0.00%
47 Ledyard National Bank 543 21,000 0.00%
48 Gemmer Asset Management LLC 594 23,000 0.00%
49 Pinnacle Summer Investments, Inc. 615 24,000 0.00%
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 716 27,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.