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CARNIVAL CORP
CARNIVAL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 556 Institutional holders with a total value of $21,166,733,234.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Evercore Wealth Management, LLC 300 14,000 0.00%
52 PineBridge Investments, L.P. 303 14,000 0.00%
53 Waverly Advisors, LLC 300 14,000 0.00%
54 JCIC Asset Management Inc. 345 16,000 0.00%
55 NEXT Financial Group, Inc 355 16,000 0.00%
56 HANSEATIC MANAGEMENT SERVICES INC 404 18,000 0.00%
57 ADVANTAGE INVESTMENT MANAGEMENT, LLC 400 18,000 0.00%
58 Advisory Services Network, LLC 402 18,000 0.00%
59 VALLEY NATIONAL ADVISERS INC 503 20,000 0.00%
60 Transamerica Financial Advisors, LLC 500 23,000 0.00%
61 VIRTUS CAPITAL ADVISERS, LLC 520 24,000 0.00%
62 Ledyard National Bank 543 25,000 0.00%
63 Tradewinds Capital Management, LLC 602 27,000 0.00%
64 Gradient Investments LLC 601 27,000 0.00%
65 Gemmer Asset Management LLC 597 27,000 0.00%
66 Pinnacle Summer Investments, Inc. 615 28,000 0.00%
67 Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. 710 32,000 0.00%
68 DEUTSCHE BANK AG\ 770 34,000 0.00% Put
69 BESSEMER GROUP INC 820 37,000 0.00%
70 Index Management Solutions, LLC 893 40,000 0.00%
71 SUMMIT SECURITIES GROUP LLC 66 41,000 0.00% Put
72 OPTIMUM INVESTMENT ADVISORS 925 42,000 0.00%
73 Joel Isaacson & Co., LLC 925 42,000 0.00%
74 DUNCKER STREETT & CO INC 1,000 45,000 0.00%
75 ALPHA WINDWARD LLC 1,015 46,000 0.00%
76 DREMAN VALUE MANAGEMENT, L L C 1,100 50,000 0.00%
77 Stratos Wealth Partners, LTD. 1,151 52,175 0.00%
78 ARROW FINANCIAL CORP 1,200 54,000 0.00%
79 Shinko Asset Management Co., Ltd. 1,282 58,000 0.00%
80 Leisure Capital Management 1,314 60,000 0.00%
81 RIVER GLOBAL INVESTORS LLP 1,468 66,000 0.00%
82 SUMMIT SECURITIES GROUP LLC 1,500 68,000 0.00%
83 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,520 69,000 0.00%
84 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 1,600 73,000 0.00%
85 MSI Financial Services Inc 1,610 73,000 0.00%
86 DEUTSCHE BANK AG\ 1,755 79,000 0.00% Call
87 WFG Advisors, LP 1,884 85,000 0.00%
88 FIFTH THIRD BANCORP 1,908 86,000 0.00%
89 Mizuho Asset Management Co.,Ltd. 1,895 86,000 0.00%
90 Manchester Capital Management LLC 2,124 96,000 0.00%
91 WOLVERINE ASSET MANAGEMENT LLC 244 97,000 0.00% Call
92 WEALTHFRONT CORP 2,168 98,000 0.00%
93 Independent Portfolio Consultants, Inc. 2,210 100,000 0.00%
94 ROWLANDMILLER & PARTNERS.ADV 2,262 103,000 0.00%
95 BANK OF AMERICA CORP /DE/ 2,300 104,000 0.00% Put
96 SEARLE & CO. 2,300 104,000 0.00%
97 NATIONAL PLANNING CORP 2,280 104,880 0.00%
98 Capital Analysts, LLC 2,534 114,866 0.00%
99 GUARDIAN LIFE INSURANCE CO OF AMERICA 2,561 116,000 0.00%
100 DENALI ADVISORS LLC 2,700 122,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.