| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,000 | 1,000 | 0.00% | PRN | |
| 2 | Pinnacle Summer Investments, Inc. | 1,500,000 | 1,000 | 0.00% | PRN | |
| 3 | INTEGRATED WEALTH MANAGEMENT | 3,000 | 2,000 | 0.00% | ||
| 4 | Creative Planning | 20,000 | 15,000 | 0.01% | PRN | |
| 5 | MORGAN STANLEY | 54,000 | 39,000 | 0.03% | PRN | |
| 6 | JPMORGAN CHASE & CO | 91,000 | 65,000 | 0.05% | PRN | |
| 7 | GOLDMAN SACHS GROUP INC | 101,000 | 74,000 | 0.05% | PRN | |
| 8 | SUNTRUST BANKS INC | 166,000 | 121,000 | 0.09% | ||
| 9 | Penn Capital Management Company, LLC | 597,000 | 437,000 | 0.31% | PRN | |
| 10 | BANK OF AMERICA CORP /DE/ | 991,000 | 709,000 | 0.50% | PRN | |
| 11 | GAM Holding AG | 1,000,000 | 722,000 | 0.51% | PRN | |
| 12 | WELLS FARGO & COMPANY/MN | 1,223,000 | 895,000 | 0.63% | PRN | |
| 13 | CSS LLC/IL | 1,399,000 | 1,001,000 | 0.71% | PRN | |
| 14 | BARCLAYS PLC | 1,581,000 | 1,154,000 | 0.82% | PRN | |
| 15 | MACKAY SHIELDS LLC | 2,098,000 | 1,534,000 | 1.08% | PRN | |
| 16 | SSI INVESTMENT MANAGEMENT LLC | 2,500,000 | 1,763,000 | 1.25% | PRN | |
| 17 | CITIGROUP INC | 2,676,000 | 1,957,000 | 1.38% | PRN | |
| 18 | Fore Research & Management, LP | 3,935,000 | 2,887,000 | 2.04% | PRN | |
| 19 | DEUTSCHE BANK AG\ | 4,414,000 | 3,226,000 | 2.28% | PRN | |
| 20 | Mohican Financial Management, LLC | 4,550,000 | 3,327,000 | 2.35% | ||
| 21 | Bruce & Co., Inc. | 5,009,000 | 3,675,000 | 2.60% | PRN | |
| 22 | CREDIT SUISSE AG/ | 5,585,000 | 4,084,000 | 2.89% | PRN | |
| 23 | Clearbridge Investments, LLC | 5,975,000 | 4,275,000 | 3.02% | PRN | |
| 24 | BESSEMER GROUP INC | 5,680,000 | 4,286,000 | 3.03% | PRN | |
| 25 | WOLVERINE ASSET MANAGEMENT LLC | 6,069,000 | 4,372,000 | 3.09% | PRN | |
| 26 | Visium Asset Management, LP | 9,000,000 | 6,482,000 | 4.58% | PRN | |
| 27 | ORBIMED ADVISORS LLC | 10,000,000 | 7,154,000 | 5.06% | PRN | |
| 28 | Invesco Ltd. | 10,000,000 | 7,313,000 | 5.17% | PRN | |
| 29 | LORD, ABBETT & CO. LLC | 10,015,000 | 7,349,000 | 5.20% | PRN | |
| 30 | FRANKLIN RESOURCES INC | 16,918,000 | 12,414,000 | 8.78% | PRN | |
| 31 | AMERIPRISE FINANCIAL INC | 19,208,000 | 13,783,000 | 9.75% | PRN | |
| 32 | ADVENT CAPITAL MANAGEMENT /DE/ | 29,336,000 | 21,079,000 | 14.90% | PRN | |
| 33 | DEERFIELD MANAGEMENT COMPANY, L.P. | 35,000,000 | 25,235,000 | 17.84% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
