| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | OPPENHEIMER ASSET MANAGEMENT INC. | 6 | 3 | 0.00% | PRN | |
| 2 | BANK OF AMERICA CORP /DE/ | 1,000 | 1,000 | 0.00% | PRN | |
| 3 | MORGAN STANLEY | 2,000 | 1,000 | 0.00% | PRN | |
| 4 | INTEGRATED WEALTH MANAGEMENT | 3,000 | 2,000 | 0.00% | ||
| 5 | BARCLAYS PLC | 16,000 | 9,000 | 0.01% | PRN | |
| 6 | Creative Planning | 20,000 | 11,000 | 0.01% | PRN | |
| 7 | ENVESTNET ASSET MANAGEMENT INC | 30,000 | 16,000 | 0.02% | ||
| 8 | JPMORGAN CHASE & CO | 124,000 | 69,000 | 0.07% | PRN | |
| 9 | ADVENT CAPITAL MANAGEMENT /DE/ | 300,000 | 154,000 | 0.15% | PRN | |
| 10 | Jefferies Group LLC | 292,000 | 162,000 | 0.16% | PRN | |
| 11 | Penn Capital Management Company, LLC | 581,000 | 317,000 | 0.31% | PRN | |
| 12 | SANDERS MORRIS HARRIS INC/FA | 10,471,000 | 361,000 | 0.35% | PRN | |
| 13 | CSS LLC/IL | 1,000,000 | 560,000 | 0.55% | PRN | |
| 14 | Telemetry Investments, L.L.C. | 2,750,000 | 1,499,000 | 1.47% | PRN | |
| 15 | Allianz Asset Management GmbH | 3,000,000 | 1,680,000 | 1.65% | PRN | |
| 16 | SSI INVESTMENT MANAGEMENT LLC | 3,200,000 | 1,745,000 | 1.71% | PRN | |
| 17 | BNP PARIBAS FINANCIAL MARKETS | 4,500,000 | 2,452,499 | 2.40% | PRN | |
| 18 | DEUTSCHE BANK AG\ | 5,000,000 | 2,725,000 | 2.67% | PRN | |
| 19 | Bruce & Co., Inc. | 5,009,000 | 2,779,000 | 2.72% | PRN | |
| 20 | Mohican Financial Management, LLC | 5,364,000 | 2,923,000 | 2.87% | ||
| 21 | Clearbridge Investments, LLC | 5,904,000 | 3,306,000 | 3.24% | PRN | |
| 22 | Castle Creek Arbitrage, LLC | 6,000,000 | 3,322,000 | 3.26% | PRN | |
| 23 | SILVERBACK ASSET MANAGEMENT LLC | 6,500,000 | 3,575,000 | 3.50% | PRN | |
| 24 | Endurant Capital Management LP | 7,261,000 | 3,957,000 | 3.88% | PRN | |
| 25 | CITADEL ADVISORS LLC | 7,600,000 | 4,228,000 | 4.14% | PRN | |
| 26 | Invesco Ltd. | 8,064,000 | 4,395,000 | 4.31% | PRN | |
| 27 | CITIGROUP INC | 8,649,000 | 4,714,000 | 4.62% | PRN | |
| 28 | FMR LLC | 9,500,000 | 5,178,000 | 5.08% | PRN | |
| 29 | CREDIT SUISSE AG/ | 9,981,000 | 5,440,000 | 5.33% | PRN | |
| 30 | ORBIMED ADVISORS LLC | 10,000,000 | 5,553,000 | 5.44% | PRN | |
| 31 | WOLVERINE ASSET MANAGEMENT LLC | 11,695,000 | 6,488,000 | 6.36% | PRN | |
| 32 | FRANKLIN RESOURCES INC | 14,418,000 | 8,002,000 | 7.84% | PRN | |
| 33 | AMERIPRISE FINANCIAL INC | 20,048,000 | 11,037,000 | 10.82% | PRN | |
| 34 | DEERFIELD MANAGEMENT COMPANY, L.P. | 27,715,000 | 15,353,000 | 15.05% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
