| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | OPPENHEIMER ASSET MANAGEMENT INC. | 6 | 4 | 0.00% | PRN | |
| 2 | BANK OF AMERICA CORP /DE/ | 1,000 | 1,000 | 0.00% | PRN | |
| 3 | BARCLAYS PLC | 5,000 | 3,000 | 0.00% | PRN | |
| 4 | ADVISOR GROUP, INC. | 5 | 3,000 | 0.00% | PRN | |
| 5 | Creative Planning | 20,000 | 12,000 | 0.01% | PRN | |
| 6 | ENVESTNET ASSET MANAGEMENT INC | 30,000 | 18,000 | 0.02% | ||
| 7 | MORGAN STANLEY | 37,000 | 22,000 | 0.02% | PRN | |
| 8 | JPMORGAN CHASE & CO | 124,000 | 71,000 | 0.06% | PRN | |
| 9 | ADVENT CAPITAL MANAGEMENT /DE/ | 257,000 | 144,000 | 0.12% | PRN | |
| 10 | Jefferies Group LLC | 292,000 | 184,000 | 0.16% | PRN | |
| 11 | Penn Capital Management Company, LLC | 573,000 | 344,000 | 0.29% | PRN | |
| 12 | BASSO CAPITAL MANAGEMENT, L.P. | 1,750,000 | 1,050,000 | 0.89% | PRN | |
| 13 | Telemetry Investments, L.L.C. | 2,000,000 | 1,200,000 | 1.02% | PRN | |
| 14 | BNP PARIBAS FINANCIAL MARKETS | 2,750,000 | 1,650,000 | 1.40% | PRN | |
| 15 | DEUTSCHE BANK AG\ | 2,750,000 | 1,650,000 | 1.40% | PRN | |
| 16 | Allianz Asset Management GmbH | 3,000,000 | 1,710,000 | 1.46% | PRN | |
| 17 | SSI INVESTMENT MANAGEMENT LLC | 3,066,000 | 1,840,000 | 1.57% | PRN | |
| 18 | CSS LLC/IL | 3,051,000 | 1,856,000 | 1.58% | PRN | |
| 19 | Bruce & Co., Inc. | 5,009,000 | 3,005,000 | 2.56% | PRN | |
| 20 | Mohican Financial Management, LLC | 5,364,000 | 3,218,000 | 2.74% | ||
| 21 | Clearbridge Investments, LLC | 5,904,000 | 3,365,000 | 2.86% | PRN | |
| 22 | Castle Creek Arbitrage, LLC | 6,000,000 | 3,642,000 | 3.10% | PRN | |
| 23 | CITADEL ADVISORS LLC | 6,600,000 | 4,028,000 | 3.43% | PRN | |
| 24 | CITIGROUP INC | 7,000,000 | 4,200,000 | 3.57% | PRN | |
| 25 | Endurant Capital Management LP | 7,261,000 | 4,357,000 | 3.71% | PRN | |
| 26 | CREDIT SUISSE AG/ | 143,000 | 4,800,000 | 4.09% | PRN | |
| 27 | Invesco Ltd. | 8,064,000 | 4,838,000 | 4.12% | PRN | |
| 28 | ORBIMED ADVISORS LLC | 10,000,000 | 6,098,000 | 5.19% | PRN | |
| 29 | SANDERS MORRIS HARRIS INC/FA | 10,271,000 | 6,152,000 | 5.24% | PRN | |
| 30 | WOLVERINE ASSET MANAGEMENT LLC | 11,695,000 | 7,147,000 | 6.08% | PRN | |
| 31 | FRANKLIN RESOURCES INC | 14,418,000 | 8,795,000 | 7.49% | PRN | |
| 32 | AMERIPRISE FINANCIAL INC | 19,548,000 | 11,742,000 | 9.99% | PRN | |
| 33 | SILVERBACK ASSET MANAGEMENT LLC | 22,364,000 | 13,684,000 | 11.65% | PRN | |
| 34 | DEERFIELD MANAGEMENT COMPANY, L.P. | 27,715,000 | 16,658,000 | 14.18% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
