| # | % | |||||
|---|---|---|---|---|---|---|
| 701 | PATHSTONE FAMILY OFFICE, LLC | 51 | 1,000 | 0.00% | ||
| 702 | TD Capital Management LLC | 25 | 1,000 | 0.00% | ||
| 703 | WESPAC ADVISORS SOCAL, LLC | 34 | 0 | 0.00% | ||
| 704 | PACIFIC CENTER FOR FINANCIAL SERVICES | 15 | 0 | 0.00% | ||
| 705 | MUFG Americas Holdings Corp | 3 | 0 | 0.00% | ||
| 706 | Oakworth Capital, Inc. | 11 | 0 | 0.00% | ||
| 707 | Shamrock Asset Management LLC | 2 | 0 | 0.00% | ||
| 708 | ASSET PLANNING SERVICES, LTD. | 17 | 0 | 0.00% | ||
| 709 | Financial Management Professionals, Inc. | 6 | 0 | 0.00% | ||
| 710 | Riggs Asset Managment Co. Inc. | 1 | 0 | 0.00% | ||
| 711 | WEALTHCARE ADVISORY PARTNERS LLC | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
