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FRANKLIN RESOURCES INC
FRANKLIN RESOURCES INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 622 Institutional holders with a total value of $16,985,453,386.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEW YORK LIFE TRUST CO 0 0 0.00%
2 JNBA Financial Advisors 24 1,000 0.00%
3 First City Capital Management, Inc. 36 1,966 0.00%
4 QCI ASSET MANAGEMENT INC/NY 33 2,000 0.00%
5 NEW ENGLAND SECURITIES CORP /MA/ 63 3,000 0.00%
6 WFG Advisors, LP 56 3,000 0.00%
7 Whitnell & Co. 51 3,000 0.00%
8 TCI Wealth Advisors, Inc. 54 3,000 0.00%
9 FOUNDERS BANK & TRUST 60 3,000 0.00%
10 Parallax Volatility Advisers, L.P. 75 4,000 0.00%
11 Oakworth Capital, Inc. 96 5,000 0.00%
12 Plante Moran Financial Advisors, LLC 84 5,000 0.00%
13 Tarbox Family Office, Inc. 86 5,000 0.00%
14 Cornerstone Advisors, Inc. 101 6,000 0.00%
15 HAP Trading, LLC 10,900 7,000 0.00% Call
16 DELTA ASSET MANAGEMENT LLC/TN 134 7,000 0.00%
17 Lenox Wealth Advisors, LLC 123 7,000 0.00%
18 BNP PARIBAS FINANCIAL MARKETS 32 7,804 0.00% Put
19 Hillsdale Investment Management Inc. 150 8,000 0.00%
20 PEOPLES FINANCIAL SERVICES CORP. 141 8,000 0.00%
21 HAP Trading, LLC 10,700 10,000 0.00% Put
22 JFS WEALTH ADVISORS, LLC 186 10,000 0.00%
23 NEXT Financial Group, Inc 192 10,000 0.00%
24 COLONY GROUP LLC 198 11,000 0.00%
25 One Capital Management, LLC 210 11,000 0.00%
26 CITY HOLDING CO 210 11,000 0.00%
27 MOTCO 198 11,000 0.00%
28 REILLY FINANCIAL ADVISORS, LLC 217 12,000 0.00%
29 Johnson Financial Group, Inc. 220 12,000 0.00%
30 Walleye Trading LLC 218 12,000 0.00%
31 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 249 14,000 0.00%
32 MCF Advisors LLC 267 14,000 0.00%
33 ENTERPRISE FINANCIAL SERVICES CORP 252 14,000 0.00%
34 LBA Wealth Management, LLC 292 16,000 0.00%
35 MassMutual Private Wealth & Trust, FSB 312 17,038 0.00%
36 DUBUQUE BANK & TRUST CO 333 18,000 0.00%
37 Lenox Wealth Management, Inc. 390 21,000 0.00%
38 Gemmer Asset Management LLC 378 21,000 0.00%
39 Strategic Capital Alternatives LLC 389 21,000 0.00%
40 Alexandria Capital, LLC 446 24,000 0.00%
41 MSI Financial Services Inc 500 27,000 0.00%
42 SIGNATUREFD, LLC 510 28,000 0.00%
43 FRED ALGER MANAGEMENT, LLC 535 29,000 0.00%
44 ADIRONDACK TRUST CO 561 31,000 0.00%
45 Index Management Solutions, LLC 665 36,000 0.00%
46 CKW FINANCIAL GROUP 747 41,000 0.00%
47 SECURITY NATIONAL TRUST CO 825 45,000 0.00%
48 Ground Swell Capital, LLC 845 46,000 0.00%
49 DENALI ADVISORS LLC 1,000 55,000 0.00%
50 PRELUDE CAPITAL MANAGEMENT, LLC 1,160 63,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.