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Chimera Investment Corp REIT
Chimera Investment Corp REIT. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 258 Institutional holders with a total value of $2,034,445,860.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Alexandria Capital, LLC 117 0 0.00%
2 ADVANTAGE INVESTMENT MANAGEMENT, LLC 125 0 0.00%
3 WOLVERINE ASSET MANAGEMENT LLC 252 0 0.00% Put
4 FIFTH THIRD BANCORP 60 0 0.00%
5 SUMMIT SECURITIES GROUP LLC 6 0 0.00% Put
6 KANALY TRUST CO 205 1,000 0.00%
7 HOWE & RUSLING INC 200 1,000 0.00%
8 Tortoise Investment Management, LLC 500 2,000 0.00%
9 Transamerica Financial Advisors, LLC 900 3,000 0.00%
10 FNY Managed Accounts LLC 1,671 4,178 0.00% Call
11 Parasol Investment Management, LLC 1,700 5,000 0.00%
12 SYNOVUS FINANCIAL CORP 2,000 6,000 0.00%
13 MYCIO WEALTH PARTNERS, LLC 2,000 6,000 0.00%
14 Ironwood Financial, llc 1,800 6,000 0.00%
15 ENVESTNET ASSET MANAGEMENT INC 2,564 8,000 0.00%
16 TCI Wealth Advisors, Inc. 2,524 8,000 0.00%
17 JFS WEALTH ADVISORS, LLC 2,362 8,000 0.00%
18 Invictus RG Pte. Ltd. 3,293 10,000 0.00%
19 US BANCORP \DE\ 3,489 11,000 0.00%
20 SUMMIT SECURITIES GROUP LLC 3,500 11,000 0.00%
21 TOMPKINS FINANCIAL CORP 3,500 11,000 0.00%
22 CKW FINANCIAL GROUP 4,775 15,000 0.00%
23 ENTERPRISE FINANCIAL SERVICES CORP 4,666 15,000 0.00%
24 Stratos Wealth Partners, LTD. 4,898 15,576 0.00%
25 Walleye Trading LLC 5,000 16,000 0.00% Call
26 First Washington CORP 5,000 16,000 0.00%
27 Advisors Preferred, LLC 5,780 18,380 0.00%
28 WealthTrust Fairport, LLC 6,557 21,000 0.00%
29 ORRSTOWN FINANCIAL SERVICES INC 7,000 22,000 0.00%
30 REGENTATLANTIC CAPITAL LLC 8,300 26,394 0.00%
31 North Star Investment Management Corp. 8,500 27,000 0.00%
32 BARCLAYS PLC 9,100 27,000 0.00% Call
33 OFI Advisors LLC 9,013 29,000 0.00%
34 Point72 Hong Kong Ltd 9,500 30,000 0.00%
35 FIRST INTERSTATE BANK 10,000 32,000 0.00%
36 QUANTUM CAPITAL MANAGEMENT 10,000 32,000 0.00%
37 BALDWIN WEALTH PARTNERS LLC/MA 10,000 32,000 0.00%
38 PRINCETON CAPITAL MANAGEMENT LLC 10,000 32,000 0.00%
39 Tower Research Capital LLC (TRC) 10,700 34,000 0.00%
40 MSI Financial Services Inc 11,466 36,000 0.00%
41 SG Americas Securities, LLC 11,511 37,000 0.00%
42 BALASA DINVERNO & FOLTZ LLC 12,081 38,000 0.00%
43 Kovack Advisors, Inc. 12,612 40,000 0.00%
44 BARCLAYS PLC 13,400 40,000 0.00% Put
45 CENTRAL BANK & TRUST CO 12,902 41,000 0.00%
46 HighTower Advisors, LLC 12,745 41,000 0.00%
47 CAPSTONE ASSET MANAGEMENT CO 12,981 41,000 0.00%
48 PNC FINANCIAL SERVICES GROUP, INC. 12,800 42,000 0.00%
49 STEPHENS INC /AR/ 13,379 43,000 0.00%
50 Jefferies Group LLC 13,781 44,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.