| 1 |
NEW ENGLAND SECURITIES CORP /MA/ |
23 |
1,000 |
0.00% |
|
|
| 2 |
MACROVIEW INVESTMENT MANAGEMENT LLC |
39 |
2,000 |
0.00% |
|
|
| 3 |
Focused Wealth Management, Inc |
81 |
4,000 |
0.00% |
|
|
| 4 |
Financial Architects, Inc |
300 |
4,000 |
0.00% |
Call |
|
| 5 |
Elite Wealth Management, Inc. |
100 |
4,000 |
0.00% |
|
|
| 6 |
MYCIO WEALTH PARTNERS, LLC |
111 |
5,000 |
0.00% |
|
|
| 7 |
HOWE & RUSLING INC |
190 |
8,000 |
0.00% |
|
|
| 8 |
Joel Isaacson & Co., LLC |
200 |
9,000 |
0.01% |
|
|
| 9 |
CANADA LIFE ASSURANCE Co |
205 |
9,000 |
0.01% |
|
|
| 10 |
ENVESTNET ASSET MANAGEMENT INC |
232 |
10,000 |
0.01% |
|
|
| 11 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
266 |
12,000 |
0.01% |
|
|
| 12 |
Ledyard National Bank |
265 |
12,000 |
0.01% |
|
|
| 13 |
BARCLAYS PLC |
300 |
13,000 |
0.01% |
|
|
| 14 |
Pinnacle Summer Investments, Inc. |
524 |
21,000 |
0.01% |
|
|
| 15 |
WFG Advisors, LP |
518 |
23,000 |
0.01% |
|
|
| 16 |
CAPTRUST FINANCIAL ADVISORS |
600 |
27,000 |
0.02% |
|
|
| 17 |
Edge Wealth Management LLC |
825 |
37,000 |
0.02% |
|
|
| 18 |
Camarda Financial Advisors, LLC |
1,113 |
50,000 |
0.03% |
|
|
| 19 |
AMERIPRISE FINANCIAL INC |
1,162 |
52,000 |
0.03% |
|
|
| 20 |
Creative Planning |
1,607 |
72,000 |
0.04% |
|
|
| 21 |
US BANCORP \DE\ |
2,020 |
90,000 |
0.05% |
|
|
| 22 |
U S GLOBAL INVESTORS INC |
2,500 |
110,000 |
0.06% |
|
|
| 23 |
PNC FINANCIAL SERVICES GROUP, INC. |
2,630 |
117,000 |
0.07% |
|
|
| 24 |
Advisors Preferred, LLC |
2,682 |
119,536 |
0.07% |
|
|
| 25 |
WHITTIER TRUST CO |
3,108 |
138,000 |
0.08% |
|
|
| 26 |
Apriem Advisors |
3,145 |
140,000 |
0.08% |
|
|
| 27 |
Winslow, Evans & Crocker, Inc. |
4,000 |
178,280 |
0.10% |
|
|
| 28 |
B. Riley Wealth Management, Inc. |
4,045 |
180,000 |
0.10% |
|
|
| 29 |
MSI Financial Services Inc |
4,145 |
185,000 |
0.10% |
|
|
| 30 |
B. Riley Wealth Advisors, Inc. |
4,229 |
188,502 |
0.11% |
|
|
| 31 |
Virtu KCG Holdings LLC |
4,552 |
203,000 |
0.11% |
|
|
| 32 |
Long Wharf Investors, Inc. |
4,633 |
206,000 |
0.12% |
|
|
| 33 |
NOMURA HOLDINGS INC |
4,704 |
208,000 |
0.12% |
|
|
| 34 |
OPPENHEIMER & CO INC |
5,061 |
226,000 |
0.13% |
|
|
| 35 |
PATTEN & PATTEN INC/TN |
5,500 |
245,000 |
0.14% |
|
|
| 36 |
CREDIT SUISSE AG/ |
6,000 |
268,000 |
0.15% |
|
|
| 37 |
UBS AG |
6,200 |
276,000 |
0.15% |
Put |
|
| 38 |
SUMIT CAPITAL, LLC |
6,760 |
301,000 |
0.17% |
|
|
| 39 |
JANE STREET GROUP, LLC |
6,896 |
307,000 |
0.17% |
|
|
| 40 |
BANQUE PICTET & CIE SA |
7,285 |
325,000 |
0.18% |
|
|
| 41 |
Robert W. Baird & Co. Inc |
7,402 |
330,000 |
0.19% |
|
|
| 42 |
Quantitative Investment Management, LLC |
8,000 |
356,000 |
0.20% |
|
|
| 43 |
UBS AG |
8,900 |
397,000 |
0.22% |
Call |
|
| 44 |
AVIANCE CAPITAL MANAGEMENT, LLC |
9,183 |
409,000 |
0.23% |
|
|
| 45 |
BANK OF MONTREAL /CAN/ |
10,000 |
446,000 |
0.25% |
|
|
| 46 |
Point Windward Advisors Inc. |
10,425 |
465,000 |
0.26% |
|
|
| 47 |
CITADEL ADVISORS LLC |
10,628 |
474,000 |
0.27% |
|
|
| 48 |
CITIGROUP INC |
10,690 |
477,000 |
0.27% |
|
|
| 49 |
NEXT Financial Group, Inc |
12,730 |
514,000 |
0.29% |
|
|
| 50 |
HighTower Advisors, LLC |
12,342 |
550,000 |
0.31% |
|
|
