| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 3,000 | 4,000 | 0.00% | PRN | |
| 2 | BANK OF AMERICA CORP /DE/ | 5,000 | 7,000 | 0.00% | PRN | |
| 3 | BLAIR WILLIAM & CO/IL | 12,000 | 16,000 | 0.01% | ||
| 4 | Creative Planning | 13,000 | 18,000 | 0.01% | PRN | |
| 5 | MORGAN STANLEY | 22,000 | 29,000 | 0.02% | PRN | |
| 6 | SSI INVESTMENT MANAGEMENT LLC | 32,000 | 44,000 | 0.03% | PRN | |
| 7 | Jefferies Group LLC | 50,000 | 68,000 | 0.04% | PRN | |
| 8 | Calamos Wealth Management LLC | 54,000 | 73,000 | 0.05% | PRN | |
| 9 | GOLDMAN SACHS GROUP INC | 111,000 | 150,000 | 0.10% | PRN | |
| 10 | Bank of New York Mellon Corp | 155,000 | 223,000 | 0.15% | ||
| 11 | Man Investments (CH) AG | 300,000 | 407,000 | 0.27% | PRN | |
| 12 | ADVENT CAPITAL MANAGEMENT /DE/ | 408,000 | 553,000 | 0.36% | PRN | |
| 13 | BlackRock Finance, Inc. | 710,000 | 961,000 | 0.63% | PRN | |
| 14 | CITIGROUP INC | 1,474,000 | 1,995,000 | 1.31% | PRN | |
| 15 | Pinnacle Holdings, LLC | 1,472,000 | 2,009,780 | 1.32% | PRN | |
| 16 | KORNITZER CAPITAL MANAGEMENT INC /KS | 1,500,000 | 2,031,000 | 1.33% | PRN | |
| 17 | CREDIT SUISSE AG/ | 6,584,000 | 8,913,000 | 5.86% | PRN | |
| 18 | Calamos Advisors LLC | 11,882,000 | 16,101,000 | 10.58% | PRN | |
| 19 | STEELHEAD PARTNERS LLC | 14,767,000 | 20,046,000 | 13.17% | PRN | |
| 20 | ZAZOVE ASSOCIATES LLC | 17,703,000 | 24,032,000 | 15.79% | PRN | |
| 21 | Paloma Partners Management Co | 21,703,000 | 29,543,000 | 19.41% | PRN | |
| 22 | TENOR CAPITAL MANAGEMENT Co., L.P. | 33,091,000 | 44,945,000 | 29.54% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
