Dark
Light
System
Security
CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 52 Institutional holders with a total value of $269,638,319.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Ledyard National Bank 50 1,000 0.00%
2 Sensible Financial Planning & Management, LLC. 420 11,000 0.00%
3 Private Advisor Group, LLC 435 11,000 0.00%
4 JNBA Financial Advisors 600 16,000 0.01%
5 CITIGROUP INC 870 23,000 0.01%
6 PRIVATE TRUST CO NA 995 26,000 0.01%
7 AMERICAN INTERNATIONAL GROUP, INC. 1,280 33,766 0.01%
8 Alexandria Capital, LLC 1,910 50,000 0.02%
9 NEXT Financial Group, Inc 1,980 52,000 0.02%
10 Gradient Investments LLC 2,005 53,000 0.02%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,049 80,000 0.03%
12 Private Ocean, LLC 3,918 103,000 0.04%
13 DUBUQUE BANK & TRUST CO 6,385 168,000 0.06%
14 OPTIMUM INVESTMENT ADVISORS 7,750 204,000 0.08%
15 Cambridge Investment Research Advisors, Inc. 7,854 207,000 0.08%
16 EP Wealth Advisors, LLC 9,850 260,000 0.10%
17 Janney Montgomery Scott LLC 10,932 288,386 0.11%
18 Segment Wealth Management, LLC 11,950 315,000 0.12%
19 DEUTSCHE BANK AG\ 11,984 316,000 0.12%
20 RELIANCE TRUST CO 12,240 323,000 0.12%
21 ROCKEFELLER FINANCIAL SERVICES INC 12,327 325,000 0.12%
22 CADENCE BANK NA 12,594 332,000 0.12%
23 Financial Advisory Group 15,305 404,000 0.15%
24 RAYMOND JAMES & ASSOCIATES 16,685 440,000 0.16%
25 AMERIPRISE FINANCIAL INC 18,225 481,000 0.18%
26 ROYAL BANK OF CANADA 18,727 494,000 0.18%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,801 601,000 0.22%
28 Taylor, Cottrill LLC 25,931 684,000 0.25%
29 Parasol Investment Management, LLC 26,520 700,000 0.26%
30 WMS Partners, LLC 26,862 709,000 0.26%
31 HighTower Advisors, LLC 27,630 729,000 0.27%
32 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 29,459 777,000 0.29%
33 DAVENPORT & Co LLC 29,650 782,167 0.29%
34 Capital Advisors, Ltd. LLC 49,967 1,318,000 0.49%
35 HENGEHOLD CAPITAL MANAGEMENT LLC 52,233 1,378,000 0.51%
36 Linscomb Wealth, Inc. 82,337 2,172,000 0.81%
37 JANE STREET GROUP, LLC 122,549 3,233,000 1.20%
38 Prospera Financial Services Inc 124,935 3,296,000 1.22%
39 COURIER CAPITAL LLC 128,411 3,387,000 1.26%
40 TD Capital Management LLC 154,018 4,063,000 1.51%
41 ATWOOD & PALMER INC 163,218 4,306,000 1.60%
42 LPL Financial LLC 168,367 4,432,000 1.64%
43 Cetera Advisor Networks LLC 171,086 4,510,000 1.67%
44 GOLDMAN SACHS GROUP INC 174,094 4,593,000 1.70%
45 UBS AG 191,411 5,050,000 1.87%
46 WELLS FARGO & COMPANY/MN 192,840 5,087,000 1.89%
47 Jefferies Group LLC 397,935 10,498,000 3.89%
48 MORGAN STANLEY 424,616 11,202,000 4.15%
49 Raymond James Financial Services Advisors, Inc. 598,972 15,801,000 5.86%
50 BANK OF AMERICA CORP /DE/ 621,546 16,396,000 6.08%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.