Dark
Light
System
Security
CMS ENERGY CORP
CMS ENERGY CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 422 Institutional holders with a total value of $7,721,629,459.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 EXANE DERIVATIVES 1 32 0.00%
2 JFS WEALTH ADVISORS, LLC 20 1,000 0.00%
3 Tarbox Family Office, Inc. 43 1,000 0.00%
4 HSBC HOLDINGS PLC 20 1,000 0.00% Call
5 WFG Advisors, LP 25 1,000 0.00%
6 First Horizon Advisors, Inc. 60 1,000 0.00%
7 BESSEMER GROUP INC 39 1,000 0.00%
8 CENTRAL BANK & TRUST CO 66 2,000 0.00%
9 TORTOISE CAPITAL ADVISORS, L.L.C. 49 2,000 0.00%
10 Smithfield Trust Co 95 3,000 0.00%
11 Cornerstone Advisors, Inc. 118 4,000 0.00%
12 Simplicity Solutions, LLC 136 4,330 0.00%
13 Cable Hill Partners, LLC 130 5,000 0.00%
14 SIGNATUREFD, LLC 206 7,000 0.00%
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 206 7,000 0.00%
16 INTEGRATED WEALTH MANAGEMENT 222 7,000 0.00%
17 Clearbridge Investments, LLC 225 7,000 0.00%
18 Global X Management CO LLC 260 8,000 0.00%
19 TRUST CO OF VERMONT 275 9,000 0.00%
20 Parallax Volatility Advisers, L.P. 300 10,000 0.00% Call
21 PAYDEN & RYGEL 340 11,000 0.00%
22 MARK SHEPTOFF FINANCIAL PLANNING, LLC 400 13,000 0.00%
23 Hudock, Inc. 460 14,000 0.00%
24 Gradient Investments LLC 463 15,000 0.00%
25 NEXT Financial Group, Inc 495 15,000 0.00%
26 MONROE BANK & TRUST/MI 500 16,000 0.00%
27 MUFG Americas Holdings Corp 532 17,000 0.00%
28 Mitsubishi UFJ Securities Holdings Co., Ltd. 600 19,000 0.00%
29 WESTPORT RESOURCES MANAGEMENT INC 711 23,000 0.00%
30 Archford Capital Strategies, LLC 707 23,000 0.00%
31 FIRST NEW YORK SECURITIES LLC /NY 800 25,472 0.00%
32 D.A. DAVIDSON & CO. 898 27,000 0.00%
33 Vident Investment Advisory, LLC 936 30,000 0.00%
34 GUARDIAN LIFE INSURANCE CO OF AMERICA 1,204 38,000 0.00%
35 WASHINGTON TRUST BANK 1,260 40,000 0.00%
36 Walleye Trading LLC 1,500 48,000 0.00% Call
37 Carroll Financial Associates, Inc. 1,604 51,000 0.00%
38 Oakworth Capital, Inc. 1,524 52,000 0.00%
39 PARK AVENUE INSTITUTIONAL ADVISERS LLC 1,858 59,000 0.00%
40 Syntal Capital Partners, LLC 2,000 63,000 0.00%
41 WEALTHFRONT CORP 2,105 67,000 0.00%
42 Strategic Capital Alternatives LLC 2,000 67,000 0.00%
43 Mizuho Asset Management Co.,Ltd. 2,245 71,000 0.00%
44 Jefferies Group LLC 2,300 73,000 0.00% Call
45 Index Management Solutions, LLC 2,290 73,000 0.00%
46 QUADRANT CAPITAL GROUP LLC 2,392 75,000 0.00%
47 Invictus RG Pte. Ltd. 2,394 76,000 0.00%
48 Amica Retiree Medical Trust 2,408 77,000 0.00%
49 Regal Investment Advisors LLC 3,012 95,000 0.00%
50 Hillsdale Investment Management Inc. 3,200 102,000 0.00%
Page 1 of 9

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.