Dark
Light
System
Security
CMS ENERGY CORP
CMS ENERGY CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 500 Institutional holders with a total value of $11,550,189,461.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 300 0 0.00% Call
2 CUTLER GROUP LLC / CA 1,000 0 0.00% Put
3 EXANE DERIVATIVES 1 46 0.00%
4 PIEDMONT INVESTMENT ADVISORS INC 13 596 0.00%
5 MassMutual Private Wealth & Trust, FSB 13 596 0.00%
6 HERNDON CAPITAL MANAGEMENT LLC 26 1,000 0.00%
7 FIRST INTERSTATE BANK 50 2,000 0.00%
8 TORTOISE CAPITAL ADVISORS, L.L.C. 38 2,000 0.00%
9 Parkside Financial Bank & Trust 49 2,000 0.00%
10 BALENTINE LLC 52 2,000 0.00%
11 Tarbox Family Office, Inc. 43 2,000 0.00%
12 Vantage Investment Advisors, LLC 38 2,000 0.00%
13 BELLWETHER INVESTMENT GROUP, LLC 52 2,000 0.00%
14 TCI Wealth Advisors, Inc. 70 3,000 0.00%
15 SECURITY NATIONAL TRUST CO 72 3,000 0.00%
16 ZIONS BANCORPORATION 80 4,000 0.00%
17 First Horizon Advisors, Inc. 115 4,000 0.00%
18 Bartlett & Co. LLC 80 4,000 0.00%
19 Allworth Financial LP 100 5,000 0.00%
20 Cornerstone Advisors, Inc. 136 6,000 0.00%
21 JFS WEALTH ADVISORS, LLC 126 6,000 0.00%
22 ASSETMARK, INC 134 6,000 0.00%
23 MYCIO WEALTH PARTNERS, LLC 127 6,000 0.00%
24 PROFICIO CAPITAL PARTNERS LLC 155 7,000 0.00%
25 NCM Capital Advisers, Inc. 151 7,000 0.00%
26 HOWE & RUSLING INC 185 8,000 0.00%
27 Clearbridge Investments, LLC 190 9,000 0.00%
28 AGF INVESTMENTS INC. 197 9,000 0.00%
29 Financial Management Professionals, Inc. 269 12,000 0.00%
30 Smithfield Trust Co 255 12,000 0.00%
31 CENTRAL BANK & TRUST CO 254 12,000 0.00%
32 WOLVERINE TRADING LP /BD 277 12,421 0.00%
33 TRUST CO OF VERMONT 275 13,000 0.00%
34 GOLDMAN SACHS GROUP INC 300 14,000 0.00% Put
35 PRELUDE CAPITAL MANAGEMENT, LLC 295 14,000 0.00%
36 Iowa State Bank 350 16,000 0.00%
37 MARK SHEPTOFF FINANCIAL PLANNING, LLC 400 18,000 0.00%
38 INVICTUS RG 407 19,000 0.00%
39 Gradient Investments LLC 433 20,000 0.00%
40 Hudock, Inc. 475 21,000 0.00%
41 GENEOS WEALTH MANAGEMENT INC. 472 21,000 0.00%
42 FULLER & THALER ASSET MANAGEMENT, INC. 505 23,000 0.00%
43 VERSANT CAPITAL MANAGEMENT, INC 525 24,000 0.00%
44 D.A. DAVIDSON & CO. 562 25,000 0.00%
45 Vigilant Capital Management, LLC 582 27,000 0.00%
46 INTEGRATED INVESTMENT CONSULTANTS, LLC 584 27,000 0.00%
47 ADVANTAGE INVESTMENT MANAGEMENT, LLC 590 27,000 0.00%
48 Community Bank, N.A. 650 30,000 0.00%
49 SIGNATUREFD, LLC 660 30,000 0.00%
50 MUFG Americas Holdings Corp 694 32,000 0.00%
Page 1 of 10

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.