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CNOOC LIMITED SPONSORED ADR
CNOOC LIMITED SPONSORED ADR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 177 Institutional holders with a total value of $1,004,427,289.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Winslow, Evans & Crocker, Inc. 3 351 0.00%
2 Lenox Wealth Advisors, LLC 6 1,000 0.00%
3 Weaver C. Barksdale & Associates, Inc. 8 1,000 0.00%
4 BNP PARIBAS FINANCIAL MARKETS 9 1,054 0.00%
5 SIGNATUREFD, LLC 14 2,000 0.00%
6 ClariVest Asset Management LLC 15 2,000 0.00%
7 WFG Advisors, LP 16 2,000 0.00%
8 NEXT Financial Group, Inc 32 3,000 0.00%
9 ASSETMARK, INC 24 3,000 0.00%
10 TRUST DEPARTMENT MB FINANCIAL BANK N A 27 3,000 0.00%
11 Kistler-Tiffany Companies, LLC 26 3,000 0.00%
12 BARCLAYS PLC 22 3,000 0.00%
13 First Horizon Advisors, Inc. 40 4,000 0.00%
14 Whitnell & Co. 42 5,000 0.00%
15 Winfield Associates, Inc. 40 5,000 0.00%
16 Carroll Financial Associates, Inc. 57 6,000 0.00%
17 ASSET PLANNING SERVICES, LTD. 70 8,000 0.00%
18 Parkside Financial Bank & Trust 73 9,000 0.00%
19 LS Investment Advisors, LLC 90 11,000 0.00%
20 PRENTISS SMITH & CO INC 100 12,000 0.00%
21 PEAK6 Group LLC 100 12,000 0.00% Call
22 FIFTH THIRD BANCORP 100 12,000 0.00%
23 BRONFMAN E.L. ROTHSCHILD, L.P. 115 13,000 0.00%
24 Transamerica Financial Advisors, LLC 141 17,000 0.00%
25 GLENMEDE TRUST CO NA 157 18,000 0.00%
26 IFP ADVISORS, INC 163 19,000 0.00%
27 CITIZENS FINANCIAL GROUP INC/DE 178 21,000 0.00%
28 MOSAIC FAMILY WEALTH, LLC 181 21,000 0.00%
29 AMERICAN INTERNATIONAL GROUP, INC. 183 22,000 0.00%
30 SEVEN EIGHT CAPITAL, LP 200 23,000 0.00%
31 REILLY FINANCIAL ADVISORS, LLC 200 23,000 0.00%
32 GOLDMAN SACHS GROUP INC 200 23,000 0.00% Call
33 Apriem Advisors 200 23,000 0.00%
34 CUTLER GROUP LLC / CA 19,600 24,000 0.00% Call
35 D.A. DAVIDSON & CO. 242 27,000 0.00%
36 MANUFACTURERS LIFE INSURANCE COMPANY, THE 298 35,000 0.00%
37 Guinness Atkinson Asset Management Inc 350 41,000 0.00%
38 DREMAN VALUE MANAGEMENT, L L C 360 42,000 0.00%
39 Tower Research Capital LLC (TRC) 375 44,000 0.00%
40 FIRST NEW YORK SECURITIES LLC /NY 400 46,824 0.00%
41 QUADRANT CAPITAL GROUP LLC 427 49,000 0.00%
42 TRUST CO OF VERMONT 432 51,000 0.01%
43 BlackRock Fund Advisors 467 55,000 0.01%
44 CITIGROUP INC 500 59,000 0.01% Call
45 PEAK6 Group LLC 500 59,000 0.01% Put
46 CITIGROUP INC 600 70,000 0.01% Put
47 Independent Portfolio Consultants, Inc. 604 71,000 0.01%
48 KANALY TRUST CO 634 74,000 0.01%
49 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 645 76,000 0.01%
50 BlackRock Institutional Trust Company, N.A. 820 96,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.