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CNOOC LIMITED SPONSORED ADR
CNOOC LIMITED SPONSORED ADR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 183 Institutional holders with a total value of $970,681,952.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Winslow, Evans & Crocker, Inc. 4 380 0.00%
2 Weaver C. Barksdale & Associates, Inc. 8 1,000 0.00%
3 ASSETMARK, INC 19 2,000 0.00%
4 WFG Advisors, LP 17 2,000 0.00%
5 CUTLER GROUP LLC / CA 2,100 3,000 0.00% Put
6 Kistler-Tiffany Companies, LLC 26 3,000 0.00%
7 First Horizon Advisors, Inc. 29 3,000 0.00%
8 NEXT Financial Group, Inc 32 4,000 0.00%
9 Whitnell & Co. 42 5,000 0.00%
10 CUTLER GROUP LLC / CA 1,800 5,000 0.00% Call
11 Carroll Financial Associates, Inc. 43 5,000 0.00%
12 Parkside Financial Bank & Trust 43 5,000 0.00%
13 Winfield Associates, Inc. 45 6,000 0.00%
14 Crow Point Partners, LLC 57 7,000 0.00%
15 FIFTH THIRD BANCORP 75 9,000 0.00%
16 ASSET PLANNING SERVICES, LTD. 70 9,000 0.00%
17 LS Investment Advisors, LLC 90 11,000 0.00%
18 Perigon Wealth Management, LLC 93 12,000 0.00%
19 CONTRAVISORY INVESTMENT MANAGEMENT, INC. 96 12,000 0.00%
20 GOLDMAN SACHS GROUP INC 100 13,000 0.00% Call
21 INTEGRATED WEALTH COUNSEL, LLC 110 14,000 0.00%
22 BRONFMAN E.L. ROTHSCHILD, L.P. 115 15,000 0.00%
23 J.SAFRA ASSET MANAGEMENT CORP 120 15,000 0.00%
24 IFP ADVISORS, INC 135 17,000 0.00%
25 MOSAIC FAMILY WEALTH, LLC 136 17,000 0.00%
26 CITIZENS FINANCIAL GROUP INC/DE 146 18,000 0.00%
27 LEBENTHAL ASSET MANAGEMENT, LLC 165 21,000 0.00%
28 D.A. DAVIDSON & CO. 187 23,000 0.00%
29 Apriem Advisors 200 25,000 0.00%
30 REILLY FINANCIAL ADVISORS, LLC 200 25,000 0.00%
31 GLENMEDE TRUST CO NA 254 31,000 0.00%
32 MANUFACTURERS LIFE INSURANCE COMPANY, THE 275 35,000 0.00%
33 QUADRANT CAPITAL GROUP LLC 299 36,000 0.00%
34 DEUTSCHE BANK AG\ 325 41,000 0.00%
35 SIGNATUREFD, LLC 380 48,000 0.00%
36 JNBA Financial Advisors 380 48,000 0.00%
37 Spot Trading L.L.C 400 51,000 0.01% Call
38 TRUST CO OF VERMONT 432 55,000 0.01%
39 Tower Research Capital LLC (TRC) 440 56,000 0.01%
40 ADVISOR GROUP, INC. 453 58,000 0.01%
41 BlackRock Fund Advisors 455 58,000 0.01%
42 MSI Financial Services Inc 476 60,000 0.01%
43 CITIGROUP INC 500 63,000 0.01% Put
44 Independent Portfolio Consultants, Inc. 519 66,000 0.01%
45 BARCLAYS PLC 612 77,000 0.01%
46 CITIGROUP INC 800 101,000 0.01% Call
47 KANALY TRUST CO 805 102,000 0.01%
48 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 935 118,000 0.01%
49 BlackRock Institutional Trust Company, N.A. 1,081 137,000 0.01%
50 SIT INVESTMENT ASSOCIATES INC 1,250 158,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.