| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 10,000 | 9,000 | 0.00% | ||
| 2 | IFP ADVISORS, INC | 15,000 | 13,000 | 0.01% | ||
| 3 | Sterneck Capital Management, LLC | 15,000 | 13,000 | 0.01% | PRN | |
| 4 | WELLS FARGO & COMPANY/MN | 20,000 | 17,000 | 0.01% | PRN | |
| 5 | BlackRock Fund Advisors | 25,000 | 22,000 | 0.01% | PRN | |
| 6 | Creative Planning | 25,000 | 22,000 | 0.01% | PRN | |
| 7 | AMERICAN INTERNATIONAL GROUP, INC. | 27 | 24,000 | 0.01% | PRN | |
| 8 | Investors Capital Advisory Services | 50,000 | 44,000 | 0.02% | ||
| 9 | SUNTRUST BANKS INC | 155,000 | 137,000 | 0.07% | ||
| 10 | WOLVERINE ASSET MANAGEMENT LLC | 374,000 | 330,000 | 0.17% | PRN | |
| 11 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 740,000 | 659,000 | 0.35% | ||
| 12 | Venator Capital Management Ltd. | 1,000,000 | 897,000 | 0.47% | PRN | |
| 13 | DEUTSCHE BANK AG\ | 1,829,000 | 1,627,000 | 0.85% | PRN | |
| 14 | FIFTH THIRD BANCORP | 20,000 | 1,780,000 | 0.93% | ||
| 15 | SILVERBACK ASSET MANAGEMENT LLC | 2,100,000 | 1,869,000 | 0.98% | PRN | |
| 16 | LOOMIS SAYLES & CO L P | 292,652 | 1,999,000 | 1.05% | ||
| 17 | 683 Capital Management, LLC | 3,000,000 | 2,580,000 | 1.35% | PRN | |
| 18 | ZAZOVE ASSOCIATES LLC | 3,496,000 | 3,076,000 | 1.61% | PRN | |
| 19 | CREDIT AGRICOLE S A | 3,807,000 | 3,388,000 | 1.78% | PRN | |
| 20 | SG Americas Securities, LLC | 44,170 | 3,931,000 | 2.06% | PRN | |
| 21 | JPMORGAN CHASE & CO | 4,817,000 | 4,294,000 | 2.25% | PRN | |
| 22 | CITIGROUP INC | 6,075,000 | 5,407,000 | 2.84% | PRN | |
| 23 | Man Investments (CH) AG | 6,250,000 | 5,750,000 | 3.02% | PRN | |
| 24 | Radcliffe Capital Management, L.P. | 7,500,000 | 6,658,000 | 3.50% | PRN | |
| 25 | Allianz Asset Management GmbH | 8,100,000 | 7,250,000 | 3.81% | PRN | |
| 26 | AMERIPRISE FINANCIAL INC | 10,810,000 | 9,620,000 | 5.05% | PRN | |
| 27 | LAZARD ASSET MANAGEMENT LLC | 10,890,000 | 9,801,000 | 5.15% | PRN | |
| 28 | WHITEBOX ADVISORS LLC | 12,045,000 | 10,720,000 | 5.63% | PRN | |
| 29 | Invesco Ltd. | 15,209,000 | 13,536,000 | 7.11% | PRN | |
| 30 | FRANKLIN RESOURCES INC | 20,190,000 | 18,171,000 | 9.54% | PRN | |
| 31 | ADVENT CAPITAL MANAGEMENT /DE/ | 84,898,000 | 76,833,000 | 40.34% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
