| # | % | |||||
|---|---|---|---|---|---|---|
| 401 | NEXT Financial Group, Inc | 62 | 2,000 | 0.00% | ||
| 402 | CUTLER GROUP LLC / CA | 2,800 | 2,000 | 0.00% | Call | |
| 403 | TD Securities (USA) LLC | 40 | 2,000 | 0.00% | ||
| 404 | Parkside Financial Bank & Trust | 37 | 2,000 | 0.00% | ||
| 405 | NEW YORK LIFE TRUST CO | 21 | 1,000 | 0.00% | ||
| 406 | Orion Porfolio Solutions, LLC | 19 | 1,000 | 0.00% | ||
| 407 | Oakworth Capital, Inc. | 22 | 1,000 | 0.00% | ||
| 408 | DEUTSCHE BANK AG\ | 45 | 1,000 | 0.00% | Put | |
| 409 | Cornerstone Advisors, Inc. | 28 | 1,000 | 0.00% | ||
| 410 | Pinnacle Summer Investments, Inc. | 35 | 1,000 | 0.00% | ||
| 411 | Maj Invest Holding A/S | 0 | 0 | 0.00% | ||
| 412 | COLONY GROUP LLC | 10 | 0 | 0.00% | ||
| 413 | ASSETMARK, INC | 4 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
