| 1 |
ASSETMARK, INC |
4 |
0 |
0.00% |
|
|
| 2 |
CENTERSTAR FUND, LLC |
2,700 |
1,000 |
0.00% |
Put |
PRN |
| 3 |
GENEOS WEALTH MANAGEMENT INC. |
20 |
1,000 |
0.00% |
|
|
| 4 |
First Personal Financial Services |
10 |
1,000 |
0.00% |
|
|
| 5 |
CITIZENS FINANCIAL GROUP INC/DE |
15 |
1,000 |
0.00% |
|
|
| 6 |
Oakworth Capital, Inc. |
22 |
1,000 |
0.00% |
|
|
| 7 |
Apriem Advisors |
17 |
1,000 |
0.00% |
|
|
| 8 |
FineMark National Bank & Trust |
15 |
1,000 |
0.00% |
|
|
| 9 |
Glassman Wealth Services |
9 |
1,000 |
0.00% |
|
|
| 10 |
SYNOVUS FINANCIAL CORP |
26 |
2,000 |
0.00% |
|
|
| 11 |
CUTLER GROUP LLC / CA |
29,800 |
2,000 |
0.00% |
Put |
|
| 12 |
WESTSIDE INVESTMENT MANAGEMENT, INC. |
38 |
2,653 |
0.00% |
|
|
| 13 |
Independent Portfolio Consultants, Inc. |
39 |
3,000 |
0.00% |
|
|
| 14 |
ADVANTAGE INVESTMENT MANAGEMENT, LLC |
47 |
3,000 |
0.00% |
|
|
| 15 |
NEXT Financial Group, Inc |
50 |
3,000 |
0.00% |
|
|
| 16 |
Avior Wealth Management, LLC |
45 |
3,000 |
0.00% |
|
|
| 17 |
GLOBAL RETIREMENT PARTNERS, LLC |
58 |
4,000 |
0.00% |
|
|
| 18 |
MSI Financial Services Inc |
56 |
4,000 |
0.00% |
|
|
| 19 |
EARNEST PARTNERS LLC |
70 |
5,000 |
0.00% |
|
|
| 20 |
DEUTSCHE BANK AG\ |
78 |
5,000 |
0.00% |
Put |
|
| 21 |
VALLEY NATIONAL ADVISERS INC |
73 |
5,000 |
0.00% |
|
|
| 22 |
COCONUT GROVE BANK |
75 |
5,000 |
0.00% |
|
|
| 23 |
ENTERPRISE FINANCIAL SERVICES CORP |
91 |
6,000 |
0.00% |
|
|
| 24 |
D.A. DAVIDSON & CO. |
103 |
6,000 |
0.00% |
|
|
| 25 |
EMPIRICAL FINANCE, LLC |
80 |
6,000 |
0.00% |
|
|
| 26 |
Gradient Investments LLC |
103 |
7,000 |
0.00% |
|
|
| 27 |
Tarbox Family Office, Inc. |
104 |
7,000 |
0.00% |
|
|
| 28 |
Smithfield Trust Co |
100 |
7,000 |
0.00% |
|
|
| 29 |
TCI Wealth Advisors, Inc. |
106 |
7,000 |
0.00% |
|
|
| 30 |
SUTTON WEALTH ADVISORS INC. |
108 |
7,356 |
0.00% |
|
|
| 31 |
CWM, LLC |
112 |
8,000 |
0.00% |
|
|
| 32 |
WEST PACES ADVISORS INC. |
136 |
9,263 |
0.00% |
|
|
| 33 |
IHT WEALTH MANAGEMENT, LLC |
139 |
10,000 |
0.00% |
|
|
| 34 |
ZIONS BANCORPORATION |
153 |
10,000 |
0.00% |
|
|
| 35 |
Credential Securities Inc. |
148 |
10,089 |
0.00% |
|
|
| 36 |
CASCADE INVESTMENT ADVISORS, INC. |
157 |
10,693 |
0.00% |
|
|
| 37 |
AGF INVESTMENTS LLC |
158 |
11,000 |
0.00% |
|
|
| 38 |
WELLS FARGO & COMPANY/MN |
41,400 |
11,000 |
0.00% |
Put |
|
| 39 |
Ancora Advisors LLC |
168 |
11,000 |
0.00% |
|
|
| 40 |
MUFG Americas Holdings Corp |
218 |
15,000 |
0.00% |
|
|
| 41 |
West Oak Capital, LLC |
246 |
16,755 |
0.00% |
|
|
| 42 |
Parkside Financial Bank & Trust |
262 |
18,000 |
0.00% |
|
|
| 43 |
First Horizon Advisors, Inc. |
360 |
18,000 |
0.00% |
|
|
| 44 |
Cornerstone Advisors, Inc. |
324 |
22,000 |
0.00% |
|
|
| 45 |
BESSEMER GROUP INC |
350 |
23,000 |
0.00% |
|
|
| 46 |
FNY PARTNERS FUND LP |
365 |
25,000 |
0.00% |
|
|
| 47 |
Advisors Preferred, LLC |
389 |
26,000 |
0.00% |
|
|
| 48 |
Crow Point Partners, LLC |
468 |
32,000 |
0.00% |
|
|
| 49 |
PIEDMONT INVESTMENT ADVISORS INC |
487 |
33,169 |
0.00% |
|
|
| 50 |
QUADRANT CAPITAL GROUP LLC |
542 |
35,000 |
0.00% |
|
|
