Dark
Light
System
Security
COMPASS DIV HOLDINGS SHS OF BENEFICIAL INTEREST
COMPASS DIV HOLDINGS SHS OF BENEFICIAL INTEREST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 92 Institutional holders with a total value of $296,134,565.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Legal & General Group Plc 43,587 790,000 0.27%
52 NEW YORK STATE COMMON RETIREMENT FUND 44,200 802,000 0.27%
53 Private Advisor Group, LLC 46,399 842,000 0.28%
54 STIFEL FINANCIAL CORP 49,572 900,000 0.30%
55 BANK OF AMERICA CORP /DE/ 50,511 917,000 0.31%
56 BROWN ADVISORY INC 50,725 921,000 0.31%
57 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 51,190 929,000 0.31%
58 WELLINGTON MANAGEMENT GROUP LLP 51,190 929,000 0.31%
59 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 51,347 932,000 0.31%
60 RENAISSANCE TECHNOLOGIES LLC 51,498 935,000 0.32%
61 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 52,490 953,000 0.32%
62 TWO SIGMA ADVISERS, LP 55,352 1,005,000 0.34%
63 DEUTSCHE BANK AG\ 56,498 1,024,000 0.35%
64 Bank of New York Mellon Corp 57,375 1,042,000 0.35%
65 WELLS FARGO & COMPANY/MN 57,835 1,049,000 0.35%
66 BLAIR WILLIAM & CO/IL 61,208 1,111,000 0.38%
67 STONERIDGE INVESTMENT PARTNERS LLC 64,319 1,167,000 0.39%
68 Janney Montgomery Scott LLC 87,848 1,594,447 0.54%
69 TWO SIGMA INVESTMENTS, LP 88,666 1,609,000 0.54%
70 MILLER VALUE PARTNERS, LLC 90,000 1,634,000 0.55%
71 GOLDMAN SACHS GROUP INC 99,166 1,800,000 0.61%
72 CIBC Private Wealth Group LLC 110,484 2,005,000 0.68%
73 RUSSELL FRANK CO/ 125,669 2,209,000 0.75%
74 MASON STREET ADVISORS, LLC 151,000 2,716,000 0.92%
75 MORGAN STANLEY 165,281 2,998,000 1.01%
76 CONFLUENCE INVESTMENT MANAGEMENT LLC 187,109 3,396,000 1.15%
77 Gilman Hill Asset Management, LLC 193,445 3,511,000 1.19%
78 Invesco Ltd. 258,320 4,688,000 1.58%
79 BB&T SECURITIES, LLC 27,088 4,916,000 1.66%
80 PALISADE CAPITAL MANAGEMENT, LP 272,041 4,938,000 1.67%
81 BNP Paribas Asset Management Holding S.A. 272,952 4,954,000 1.67%
82 Essex Financial Services, Inc. 347,406 6,305,000 2.13%
83 NORTHERN TRUST CORP 517,146 9,386,000 3.17%
84 AMERICAN CENTURY COMPANIES INC 580,212 10,531,000 3.56%
85 Yorktown Management & Research Co Inc 606,000 10,999,000 3.71%
86 ZESIGER CAPITAL GROUP LLC 644,410 11,696,000 3.95%
87 SCHRODER INVESTMENT MANAGEMENT GROUP 653,200 11,855,580 4.00%
88 River Road Asset Management, LLC 1,160,514 21,063,000 7.11%
89 INVESTMENT COUNSELORS OF MARYLAND LLC 1,260,211 22,873,000 7.72%
90 CITY NATIONAL BANK 1,986,513 36,055,000 12.18%
91 ROYAL BANK OF CANADA 2,302,501 41,791,000 14.11%
92 PRICE T ROWE ASSOCIATES INC /MD/ 2,366,078 42,944,000 14.50%
Page 2 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.