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CONNECTICUT WTR SVC INC COM
CONNECTICUT WTR SVC INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 104 Institutional holders with a total value of $145,617,482.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BNP PARIBAS FINANCIAL MARKETS 42 1,423 0.00%
2 NEW ENGLAND SECURITIES CORP /MA/ 100 3,000 0.00%
3 Crosspoint Capital Strategies, LLC 100 3,000 0.00%
4 ARROW FINANCIAL CORP 200 7,000 0.00%
5 AMERIPRISE FINANCIAL INC 200 7,000 0.00%
6 Financial Architects, Inc 200 7,000 0.00%
7 BANK OF MONTREAL /CAN/ 270 9,000 0.01%
8 PNC FINANCIAL SERVICES GROUP, INC. 340 11,000 0.01%
9 B. Riley Wealth Advisors, Inc. 400 13,548 0.01%
10 BARCLAYS PLC 399 14,000 0.01%
11 TEACHER RETIREMENT SYSTEM OF TEXAS 399 14,000 0.01%
12 Li Winifred I 600 20,000 0.01%
13 Creative Planning 630 21,000 0.01%
14 FineMark National Bank & Trust 800 27,000 0.02%
15 US BANCORP \DE\ 800 27,000 0.02%
16 CITIGROUP INC 837 28,000 0.02%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 881 30,000 0.02%
18 VIRTUS CAPITAL ADVISERS, LLC 928 31,000 0.02%
19 People's United Financial, Inc. 985 33,000 0.02%
20 CANADA LIFE ASSURANCE Co 1,800 61,000 0.04%
21 NEXT Financial Group, Inc 2,201 70,000 0.05%
22 WFG Advisors, LP 2,269 77,000 0.05%
23 WESTPORT RESOURCES MANAGEMENT INC 2,500 85,000 0.06%
24 BROWN BROTHERS HARRIMAN & CO 3,000 102,000 0.07%
25 BlackRock Finance, Inc. 3,688 125,000 0.09%
26 BLACKHILL CAPITAL INC 4,000 135,000 0.09%
27 DEUTSCHE BANK AG\ 4,353 145,000 0.10%
28 SEI TRUST CO 5,607 190,000 0.13%
29 Penobscot Investment Management Company, Inc. 6,075 206,000 0.14%
30 ALLIANCEBERNSTEIN L.P. 6,220 211,000 0.14%
31 GAMCO INVESTORS, INC. ET AL 6,350 215,000 0.15%
32 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 6,483 220,000 0.15%
33 Tweedy, Browne Co LLC 6,483 220,000 0.15%
34 FIRST TRUST ADVISORS LP 6,525 221,000 0.15%
35 BLACKROCK ADVISORS LLC 6,536 221,000 0.15%
36 Moors & Cabot, Inc. 6,582 224,000 0.15%
37 LINCOLN NATIONAL CORP 6,795 230,000 0.16%
38 Commonwealth Equity Services, Inc 6,993 237,000 0.16%
39 AMERICAN INTERNATIONAL GROUP, INC. 7,250 245,558 0.17%
40 Municipal Employees' Retirement System of Michigan 7,600 257,000 0.18%
41 EagleClaw Capital Managment, LLC 8,009 271,000 0.19%
42 FLPUTNAM INVESTMENT MANAGEMENT CO 8,031 272,000 0.19%
43 Nine Chapters Capital Management LLC 8,100 274,000 0.19%
44 METROPOLITAN LIFE INSURANCE CO/NY 8,140 276,000 0.19%
45 PRUDENTIAL FINANCIAL INC 8,214 278,000 0.19%
46 MANUFACTURERS LIFE INSURANCE COMPANY, THE 8,314 281,000 0.19%
47 Nationwide Fund Advisors 8,505 288,000 0.20%
48 ROCKEFELLER FINANCIAL SERVICES INC 8,590 291,000 0.20%
49 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 9,100 308,000 0.21%
50 MILLENNIUM MANAGEMENT LLC 9,221 312,000 0.21%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.