| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | TORONTO DOMINION BANK | 25 | 0 | 0.00% | ||
| 2 | MORGAN STANLEY | 220 | 1,000 | 0.03% | ||
| 3 | Tower Research Capital LLC (TRC) | 400 | 1,000 | 0.03% | ||
| 4 | GENEOS WEALTH MANAGEMENT INC. | 500 | 1,000 | 0.03% | ||
| 5 | Creative Planning | 1,743 | 4,000 | 0.12% | ||
| 6 | ROYAL BANK OF CANADA | 2,090 | 4,000 | 0.12% | ||
| 7 | NEXT Financial Group, Inc | 2,000 | 4,000 | 0.12% | ||
| 8 | UBS Group AG | 2,000 | 5,000 | 0.15% | ||
| 9 | WELLS FARGO & COMPANY/MN | 6,000 | 15,000 | 0.44% | ||
| 10 | BANK OF MONTREAL /CAN/ | 9,655 | 23,000 | 0.68% | ||
| 11 | IFP ADVISORS, INC | 11,000 | 27,000 | 0.80% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 11,587 | 28,000 | 0.83% | ||
| 13 | Virtu KCG Holdings LLC | 11,986 | 29,000 | 0.86% | ||
| 14 | DEUTSCHE BANK AG\ | 82,113 | 198,000 | 5.87% | ||
| 15 | RENAISSANCE TECHNOLOGIES LLC | 141,021 | 343,000 | 10.18% | ||
| 16 | AEGIS FINANCIAL CORP | 329,868 | 805,000 | 23.88% | ||
| 17 | BARD ASSOCIATES INC | 775,000 | 1,883,000 | 55.86% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
