Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 12 Institutional holders with a total value of $4,935,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Tower Research Capital LLC (TRC) 8 0 0.00%
3 ADVISOR GROUP, INC. 291 6,000 0.12%
4 ROYAL BANK OF CANADA 429 10,000 0.20%
5 BELLWETHER INVESTMENT GROUP, LLC 487 11,000 0.22%
6 IFP ADVISORS, INC 925 21,000 0.43%
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,000 45,000 0.91%
8 MSI Financial Services Inc 2,703 61,000 1.24%
9 WELLS FARGO & COMPANY/MN 3,115 70,000 1.42%
10 LPL Financial LLC 11,733 265,000 5.37%
11 MORGAN STANLEY 88,536 1,994,000 40.41%
12 BANK OF AMERICA CORP /DE/ 108,882 2,452,000 49.69%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.