| 1 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
50 |
1,000 |
0.00% |
|
|
| 2 |
PRIVATE TRUST CO NA |
34 |
1,000 |
0.00% |
|
|
| 3 |
Private Ocean, LLC |
2,000 |
2,000 |
0.00% |
|
|
| 4 |
HOWE & RUSLING INC |
75 |
2,000 |
0.00% |
|
|
| 5 |
DEUTSCHE BANK AG\ |
2,075 |
2,000 |
0.00% |
Put |
|
| 6 |
Hanson & Doremus Investment Management |
180 |
4,000 |
0.00% |
|
|
| 7 |
ENTERPRISE FINANCIAL SERVICES CORP |
150 |
4,000 |
0.00% |
|
|
| 8 |
NEW ENGLAND SECURITIES CORP /MA/ |
160 |
4,000 |
0.00% |
|
|
| 9 |
Partnervest Advisory Services LLC |
150 |
4,000 |
0.00% |
|
|
| 10 |
M&T BANK CORP |
200 |
5,000 |
0.00% |
|
|
| 11 |
Barrett Asset Management, LLC |
200 |
5,000 |
0.00% |
|
|
| 12 |
Crosspoint Capital Strategies, LLC |
200 |
5,000 |
0.00% |
|
|
| 13 |
BESSEMER GROUP INC |
304 |
7,000 |
0.00% |
|
|
| 14 |
MYCIO WEALTH PARTNERS, LLC |
300 |
7,000 |
0.00% |
|
|
| 15 |
Cowen Prime Services LLC |
300 |
7,000 |
0.00% |
|
|
| 16 |
BANK OF MONTREAL /CAN/ |
400 |
9,000 |
0.00% |
|
|
| 17 |
Spot Trading L.L.C |
429 |
10,000 |
0.00% |
|
|
| 18 |
CT Financial Advisors LLC |
825 |
12,548 |
0.00% |
|
|
| 19 |
DEUTSCHE BANK AG\ |
2,075 |
14,000 |
0.00% |
Call |
|
| 20 |
BHF Kleinwort Benson Group S.A. |
600 |
14,000 |
0.00% |
|
|
| 21 |
NORDEA INVESTMENT MANAGEMENT AB |
600 |
14,000 |
0.00% |
|
|
| 22 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
700 |
17,000 |
0.00% |
|
|
| 23 |
Zurcher Kantonalbank (Zurich Cantonalbank) |
900 |
21,000 |
0.00% |
|
|
| 24 |
Tower Research Capital LLC (TRC) |
904 |
21,000 |
0.00% |
|
|
| 25 |
D.A. DAVIDSON & CO. |
1,000 |
23,000 |
0.00% |
|
|
| 26 |
ETRADE Capital Management LLC |
979 |
23,000 |
0.00% |
|
|
| 27 |
MARK SHEPTOFF FINANCIAL PLANNING, LLC |
1,000 |
24,000 |
0.00% |
|
|
| 28 |
SCHRODER INVESTMENT MANAGEMENT GROUP |
1,015 |
24,025 |
0.00% |
|
|
| 29 |
BlackRock Finance, Inc. |
1,445 |
34,000 |
0.00% |
|
|
| 30 |
Kavar Capital Partners, LLC |
1,500 |
35,000 |
0.00% |
|
|
| 31 |
Winslow, Evans & Crocker, Inc. |
1,500 |
35,505 |
0.00% |
|
|
| 32 |
WFG Advisors, LP |
1,500 |
36,000 |
0.00% |
|
|
| 33 |
TEACHER RETIREMENT SYSTEM OF TEXAS |
1,502 |
36,000 |
0.00% |
|
|
| 34 |
CANADA LIFE ASSURANCE Co |
1,850 |
39,000 |
0.00% |
|
|
| 35 |
WOLVERINE ASSET MANAGEMENT LLC |
222 |
53,000 |
0.00% |
Put |
|
| 36 |
Parallax Volatility Advisers, L.P. |
2,906 |
69,000 |
0.00% |
|
|
| 37 |
MSI Financial Services Inc |
2,950 |
70,000 |
0.00% |
|
|
| 38 |
Quantbot Technologies LP |
3,000 |
71,000 |
0.00% |
|
|
| 39 |
Grandeur Peak Global Advisors, LLC |
3,400 |
80,000 |
0.00% |
|
|
| 40 |
WOLVERINE ASSET MANAGEMENT LLC |
4,035 |
95,000 |
0.01% |
|
|
| 41 |
Parallax Volatility Advisers, L.P. |
4,200 |
99,000 |
0.01% |
Put |
|
| 42 |
GOLDMAN SACHS GROUP INC |
5,300 |
125,000 |
0.01% |
Put |
|
| 43 |
SALZHAUER MICHAEL |
15,000 |
158,000 |
0.01% |
Call |
|
| 44 |
Manchester Capital Management LLC |
7,804 |
185,000 |
0.01% |
|
|
| 45 |
Creative Planning |
8,014 |
190,000 |
0.01% |
|
|
| 46 |
PNC FINANCIAL SERVICES GROUP, INC. |
8,759 |
207,000 |
0.01% |
|
|
| 47 |
BNP PARIBAS FINANCIAL MARKETS |
9,661 |
208,001 |
0.01% |
|
|
| 48 |
Focused Wealth Management, Inc |
9,150 |
217,000 |
0.01% |
|
|
| 49 |
First Allied Advisory Services, Inc. |
9,506 |
225,000 |
0.01% |
|
|
| 50 |
TWO SIGMA INVESTMENTS, LP |
10,093 |
239,000 |
0.01% |
|
|
