| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 344 | 8,000 | 0.03% | ||
| 2 | MSI Financial Services Inc | 424 | 10,000 | 0.03% | ||
| 3 | Barrett Asset Management, LLC | 400 | 10,000 | 0.03% | ||
| 4 | CRIBSTONE CAPITAL MANAGEMENT, LLC | 1,048 | 26,000 | 0.08% | ||
| 5 | ENVESTNET ASSET MANAGEMENT INC | 1,889 | 47,000 | 0.15% | ||
| 6 | ROYAL BANK OF CANADA | 6,772 | 167,000 | 0.53% | ||
| 7 | D.A. DAVIDSON & CO. | 8,020 | 197,000 | 0.62% | ||
| 8 | WOLVERINE TRADING LP /BD | 9,960 | 245,000 | 0.78% | ||
| 9 | HighTower Advisors, LLC | 13,845 | 337,000 | 1.07% | PRN | |
| 10 | CITADEL ADVISORS LLC | 24,713 | 608,000 | 1.93% | ||
| 11 | AMERIPRISE FINANCIAL INC | 27,903 | 687,000 | 2.18% | ||
| 12 | Virtu KCG Holdings LLC | 52,846 | 1,301,000 | 4.13% | ||
| 13 | JANE STREET GROUP, LLC | 71,010 | 1,748,000 | 5.55% | ||
| 14 | MORGAN STANLEY | 112,097 | 2,759,000 | 8.75% | ||
| 15 | BlackRock Fund Advisors | 128,400 | 3,160,000 | 10.03% | ||
| 16 | NewSquare Capital LLC | 137,522 | 3,384,000 | 10.74% | ||
| 17 | UBS Group AG | 142,340 | 3,503,000 | 11.11% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 214,834 | 5,287,000 | 16.77% | ||
| 19 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 326,547 | 8,036,000 | 25.49% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
